Miscellaneous Financial Investment Activities — OSHA Violations & Workplace Enforcement

Federal enforcement data for 254 employers in NAICS 523 (Miscellaneous Financial Investment Activities ). Combining OSHA inspections, Wage & Hour Division cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, SAM.gov debarments, and USAspending federal contracts.

OSHA Inspections
280
OSHA Violations
191
OSHA Penalties
$422,814
Fatality Investigations
10
WHD Cases
2
WHD Back Wages
$265,774
Employers on Record
254

Most-Cited Employers in Miscellaneous Financial Investment Activities

#EmployerLocationViolationsPenaltiesFatalities
1HINRICHS TRADING LLCSTEPTOE, WA14$2,650
2WA317949542 - NORTHLAKE CAPITAL & DEVELOPMENT LLCSEATTLE, WA11$214,100
3HANFORD COMMODITY TRANSPORT INCHANFORD, CA8$6,635
4317743464 - PRICE MART INCPORTLAND, OR8$2,740
5INTERSTATE COMMODITIES INCWATSEKA, IL7$29,513
6BILLIE VANGALAMO, CA7$5,000
7NORTH COUNTRY DATA CENTER CORPMASSENA, NY6$11,139
8WA317976463 - SHYVANI INVESTMENTS LLCEVERETT, WA6$1,800
9AIRBORNE SECURITY SERVICES INCNAGUABO, PR6$878
10WA317946071 - HINRICHS TRADING LLCOTHELLO, WA5$12,600
11RAND LOVELAND, LLCLOVELAND, OH5$1,550
12SBC 2011-1 REO LLCSAN ANTONIO, TX4$9,500
13LOUIS DREYFUS COMPANY RIVER ELEVATORS, LLC
Parent: Louis Dreyfus Company River Elevators LLC
CAHOKIA, IL4$8,6651
14A+ CONTRACTORS, LLCSODA SPRINGS, ID4$7,000
15ASOCIACI?N PRODUCTOS DE PUERTO RICO, INC.SAN JUAN, PR4$1,500
16BM INVESTMENT COMPANYRIALTO, CA3$13,085
17WA317981077 - SHYVANI INVESTMENTS LLCEVERETT, WA3$4,800
18VIRGINIA CAPITOL HOLDINGS, LLCWASHINGTON, DC3$4,200
19AVE INVESTMENTS INC.OSAGE BEACH, MO3$3,360
20AMERICAN RIVER AG, INC.STOCKTON, CA3$1,350
21DEBRA J. DOLCH FIDUCIARY SERVICESSAN FRANCISCO, CA3$750
22HINRICHS TRADING LLCPULLMAN, WA3$600
23THREE STARS SECURITYCAROLINA, PR3$210
24FOCUSPOINT SOLUTIONS INCPORTLAND, OR3$0
25IGT GLOBAL SOLUTIONS CORPORATIONBRONX, NY3$0
26MURRAY PACIFIC MANAGEMENT INCMINERAL, WA3$0
27TK AMERICA, INC.ONTARIO, CA2$14,810
28IRAPAK INVESTMENTS, LLCHOUSTON, TX2$8,0371
29CHARLES SCHWAB & CO.,INC.
Parent: Charles Schwab
SAN FRANCISCO, CA2$4,250
30CROSSPOINT SECURITY AND CONSULTING CORPMAYAGUEZ, PR2$1,700
31FENIX SBT LLCPHOENIX, AZ2$1,700
32BARRATT ASSET MANAGEMENT, LLCNOBLESVILLE, IN2$1,2681
33AJENE JOHNSONDETROIT, MI2$700
34BARNEY FAMILY LTDLAS VEGAS, NV2$600
35STURGIS BANCORP INCSTURGIS, MI2$400
36SOCIAL SECURITY ADMINISTRATION
Parent: Social Security Administration
SEATTLE, WA2$0
37109716 - BRIGHTVIEW LANDSCAPES LLCINDIANAPOLIS, IN2$0
38MANTIET & ASSOCIATESLEXINGTON, SC2$0
39KB INVESTMENTS INCLIBERTY LAKE, WA2$0
40WILLMAX CAPITAL MANAGEMENT, INC.DENVER, CO1$28,000
41NORTH COUNTRY DATA CENTER CORPPLATTSBURGH, NY1$3,750
42REX J. PERRY TRUST.LIMA, OH1$2,772
43PONDEROSA, LLC.LIMA, OH1$2,772
44DEBTOR CCJERSEY CITY, NJ1$2,100
45152649 - RIDGEMONT PARTNERS MANAGEMENT, LLCCULLOWHEE, NC1$2,000
46WA317965363 - MARITIME INVESTMENT MANAGEMENT LLCSEATTLE, WA1$600
47WA317957488 - KRIVOSHEIN FINANCIAL PLLCWALLA WALLA, WA1$600
48MCKINLEY CAPITAL MANAGEMENT, LLCANCHORAGE, AK1$500
49CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIALCERRITOS, CA1$375
50ACE CASH EXPRESS INC.OAKLAND, CA1$375

Employers with Fatality Investigations in Miscellaneous Financial Investment Activities

EmployerLocationFatalitiesViolationsPenalties
LOUIS DREYFUS COMPANY RIVER ELEVATORS, LLCCAHOKIA, IL14$8,665
IRAPAK INVESTMENTS, LLCHOUSTON, TX12$8,037
BARRATT ASSET MANAGEMENT, LLCNOBLESVILLE, IN12$1,268
MERRILL LYNCHRICHMOND, VA11$0
GLOBAL INDUSTRIAL SERVICES, LLCHOUMA, LA10$0
KBC TRADING AND PROCESSING COMPANYOWENDALE, MI10$0
THE CAPITAL GROUP COMPANIES INCLOS ANGELES, CA10$0
SS&C TECHNOLOGIES, INC.QUINCY, MA10$0
RBC DAIN RAUSCHER, INC.WEST PATERSON, NJ10$0
CAPITAL GROUP COMPANIES INC.WASHINGTON, DC10$0

Top States for Miscellaneous Financial Investment Activities Violations

StateEmployersViolationsPenaltiesFatalities
WA3754$238,250
CA3635$47,1151
PR1717$4,588
OR1915$2,740
IL512$38,1781
NY812$15,089
OH67$7,094
TX86$17,5371
MI125$1,1801
ID34$7,000
IN64$1,2681
DC23$4,2001
MO63$3,360
VA52$3151
NV22$600
Data sources: OSHA IMIS/OIS, DOL Wage & Hour Division, MSHA, EPA ECHO, NLRB, SAM.gov, USAspending.·Methodology·Browse all industries