Industry profile
Workplace enforcement in
Miscellaneous Financial Investment Activities.
Federal enforcement records for 282 employers across OSHA, WHD, MSHA, EPA, NLRB, SAM.gov, CMS, SEC, CPSC, and NHTSA — refreshed daily, weekly, or monthly per source.
Summary
Federal records show 282 employers in Miscellaneous Financial Investment Activities — totaling 305 OSHA violations and $471,560 in assessed penalties. 10 fatality investigations are on record. Wage and Hour Division has opened 3 cases against employers in this industry, recovering $265,774 in back wages.
Industry totals
Most-cited employers
Ranked by OSHA violation count within Miscellaneous Financial Investment Activities.
Fatality investigations
| Employer | City / State | Fatalities | Violations | Penalties |
|---|---|---|---|---|
| LOUIS DREYFUS COMPANY RIVER ELEVATORS, LLC | CAHOKIA, IL | 1 | 3 | $8,665 |
| BARRATT ASSET MANAGEMENT, LLC | NOBLESVILLE, IN | 1 | 2 | $1,268 |
| IRAPAK INVESTMENTS, LLC | HOUSTON, TX | 1 | 2 | $8,037 |
| KBC TRADING AND PROCESSING COMPANY | OWENDALE, MI | 1 | 1 | $1,000 |
| THE CAPITAL GROUP COMPANIES INC | LOS ANGELES, CA | 1 | 1 | $5,000 |
| MERRILL LYNCH | RICHMOND, VA | 1 | 1 | $0 |
| RBC DAIN RAUSCHER, INC. | WEST PATERSON, NJ | 1 | 1 | $2,250 |
| GLOBAL INDUSTRIAL SERVICES, LLC | HOUMA, LA | 1 | 0 | $0 |
| CAPITAL GROUP COMPANIES INC. | WASHINGTON, DC | 1 | 0 | $0 |
| SS&C TECHNOLOGIES, INC. | QUINCY, MA | 1 | 0 | $0 |
States in this industry
State-level enforcement footprints for employers in Miscellaneous Financial Investment Activities, ranked by violation totals.
| State | Employers | Violations | Penalties | Fatalities |
|---|---|---|---|---|
| WashingtonWA | 34 | 64 | $242,100 | — |
| OregonOR | 19 | 59 | $10,450 | — |
| CaliforniaCA | 36 | 55 | $61,640 | 1 |
| PRPR | 17 | 30 | $11,363 | — |
| North CarolinaNC | 12 | 19 | $3,313 | — |
| IllinoisIL | 7 | 12 | $39,678 | 1 |
| New YorkNY | 9 | 11 | $15,088 | — |
| MichiganMI | 12 | 8 | $2,180 | 1 |
| South CarolinaSC | 5 | 6 | $0 | — |
| TexasTX | 16 | 6 | $18,537 | 1 |
| OhioOH | 11 | 5 | $7,094 | — |
| MinnesotaMN | 4 | 4 | $3,600 | — |
| IdahoID | 3 | 4 | $7,000 | — |
| MissouriMO | 8 | 3 | $3,360 | — |
| District of ColumbiaDC | 2 | 3 | $4,200 | 1 |
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About this data
Data sources: OSHA IMIS / OIS, DOL Wage & Hour Division, MSHA, EPA ECHO, NLRB, SAM.gov exclusions, SEC enforcement and financial disclosures. Data is refreshed weekly; aggregates are computed from the most recent sync. Methodology · Browse all industries.