Industry profile
Workplace enforcement in
Miscellaneous Financial Investment Activities .
Federal enforcement records for 153 employers across OSHA, WHD, MSHA, EPA, NLRB, SAM.gov, and USAspending — refreshed daily, weekly, or monthly per source.
Summary
Federal records show 153 employers in Miscellaneous Financial Investment Activities — totaling 90 OSHA violations and $262,353 in assessed penalties. 7 fatality investigations are on record. Wage and Hour Division has opened 0 cases against employers in this industry, recovering $0 in back wages.
Industry totals
Most-cited employers
Ranked by OSHA violation count within Miscellaneous Financial Investment Activities .
Fatality investigations
| Employer | City / State | Fatalities | Violations | Penalties |
|---|---|---|---|---|
| IRAPAK INVESTMENTS, LLC | HOUSTON, TX | 1 | 2 | $8,037 |
| BARRATT ASSET MANAGEMENT, LLC | NOBLESVILLE, IN | 1 | 2 | $1,268 |
| CAPITAL GROUP COMPANIES INC. | WASHINGTON, DC | 1 | 0 | $0 |
| RBC DAIN RAUSCHER, INC. | WEST PATERSON, NJ | 1 | 0 | $0 |
| THE CAPITAL GROUP COMPANIES INC | LOS ANGELES, CA | 1 | 0 | $0 |
| SS&C TECHNOLOGIES, INC. | QUINCY, MA | 1 | 0 | $0 |
| GLOBAL INDUSTRIAL SERVICES, LLC | HOUMA, LA | 1 | 0 | $0 |
States in this industry
State-level enforcement footprints for employers in Miscellaneous Financial Investment Activities , ranked by violation totals.
| State | Employers | Violations | Penalties | Fatalities |
|---|---|---|---|---|
| WashingtonWA | 24 | 30 | $221,800 | — |
| PRPR | 16 | 17 | $4,588 | — |
| CaliforniaCA | 17 | 9 | $14,295 | 1 |
| OhioOH | 2 | 5 | $1,550 | — |
| OregonOR | 10 | 4 | $0 | — |
| MichiganMI | 5 | 4 | $1,100 | — |
| IndianaIN | 4 | 4 | $1,268 | 1 |
| New YorkNY | 3 | 4 | $0 | — |
| District of ColumbiaDC | 2 | 3 | $4,200 | 1 |
| TexasTX | 6 | 2 | $8,037 | 1 |
| NevadaNV | 1 | 2 | $600 | — |
| New JerseyNJ | 4 | 1 | $2,100 | 1 |
| FloridaFL | 4 | 1 | $0 | — |
| MississippiMS | 2 | 1 | $0 | — |
| North CarolinaNC | 12 | 1 | $2,000 | — |
Bulk access
Need every Miscellaneous Financial Investment Activities employer in one file?
The website is free for ad-hoc lookups. For programmatic API access or licensed redistribution of the underlying dataset, FastDOL offers commercial terms — email ben@fastdol.com.
About this data
Data sources: OSHA IMIS / OIS, DOL Wage & Hour Division, MSHA, EPA ECHO, NLRB, SAM.gov exclusions, USAspending.gov prime contract awards. Aggregates are computed from the most recent nightly sync. Methodology · Browse all industries.