Establishment profile
CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL
13825 CERRITOS CORP DR, STE C, CERRITOS, CA, 90703
523991 — Trust, Fiduciary, and Custody Activities
Summary
CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL has accumulated 1 OSHA violation across 1 inspection over 17 years of recorded history, with $375 in total assessed penalties.
The establishment sits in the 75th percentile for violations within its industry-state peer group of 17 employers. The most recent enforcement activity was recorded 17 years ago.
Federal records were found in 1 of 16 sources. Sources without matching records returned empty for this establishment.
OSHA workplace safety
100% of inspections at this establishment produced violations,
Peer comparison
Above average violations in NAICS 5239 within CA. Peer group: 17 employers.
Industry benchmark
BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
Activity timeline
No federal enforcement activity has been recorded against this establishment in 17+ years. Most recent activity: 17 years ago.
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2009-04-03 | Planned | 1 | — | $375 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Related searches
- Trust, Fiduciary, and Custody Activities All employers in this industry
- Employers in CAState-wide enforcement data
- Trust, Fiduciary, and in CAIndustry × state cross-filter
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Contact sales →About this data
This profile aggregates federal enforcement records on CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL from 16 federal data sources plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, USAspending federal contracts, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
Frequently asked
- What is CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL's OSHA violation history?
- CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL has 1 OSHA inspection on record with 1 violation and $375 in total penalties.
- How does CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL's safety record compare to its industry?
- CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL operates in the trust, fiduciary, and custody activities industry. The industry average Total Recordable Incident Rate (TRIR) is 0.1.