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Establishment profile

CATERPILLAR, INC

3000 NORTH 27TH STREET, DECATUR, IL, 62526
Operated by Caterpillar Inc · 1 of 190 establishments
333618Other Engine Equipment Manufacturing
EIN 370907835

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OSHA inspections
11
over 15 years
Violations
1
$1,000 in penalties
Penalties
$1,000
$1,000 avg
Violations across 3 federal agencies
Enforcement actions from multiple agencies may indicate systemic compliance issues across functions.
Accident investigations on record
1 hospitalizations · 3 National Emphasis Program inspections · 2 OSHA follow-ups

Summary

CATERPILLAR, INC has accumulated 1 OSHA violation across 11 inspections over 15 years of recorded history, with $1,000 in total assessed penalties.

The establishment sits in the 28th percentile for violations within its industry-state peer group of 48 employers. Inspection frequency runs at the 94th percentile. The most recent enforcement activity was recorded 11 months ago.

Federal records were found in 3 of 15 sources. Sources without matching records returned empty for this establishment.

Agency coverage

CATERPILLAR, INC appears in OSHA workplace safety, MSHA mine safety, NLRB labor relations, and NHTSA vehicle recalls records only. No matching records were found in WHD wage enforcement, EPA environmental compliance, OFLC visa and labor certification, FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, or CPSC product recalls.

OSHA workplace safety

Inspections
11
0.7 / yr · last 15 yrs
Violations
1
0.1 / yr
Penalties
$1,000
$1,000 avg / violation
Inspection trigger · complaint
8 of 11
Inspection trigger · referral
3 of 11

9% of inspections at this establishment produced violations,

Peer comparison

28th

Below average violations in NAICS 3336 within IL. Peer group: 48 employers. This establishment has 1 OSHA violation; peer median is 3.

Fewer violationsMore violations
Penalty percentile
36th
peer median: $3,203
Inspection frequency
94th
peer median: 2

Safety self-report (OSHA 300A)

Recordable injury rates the employer filed with OSHA’s Injury Tracking Application. DART covers cases with days away, restricted, or transferred; TRIR is the total recordable case rate.

DART rate
0.0
vs industry
−0.8
TRIR
0.0
vs industry
−1.9

Reported for 39 average annual employees at this establishment.

Source: OSHA ITA Form 300A (employer self-reported). Rates are per 100 full-time equivalent workers. Establishments below the ~10-FTE threshold are not required to report.

Industry benchmark

Industry avg TRIR
1.9
BLS SOII 2024
Industry avg DART
0.8
BLS SOII 2024
Self-reported TRIR
0.0
OSHA ITA Form 300A (employer self-reported)

BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.

Inspection breakdown

Complaint
8
Referral
3

Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.

OSHA severe injury reports

Self-reported events under 29 CFR 1904.39 (24-hour notification of hospitalization, amputation, or loss of an eye) · May 2016 – Jul 2024 · 5 in last 5 years

Reports
8
Hospitalizations
7
Amputations
3
Eye losses
0

Most frequent event: Compressed or pinched by shifting objects or equipment

Source: OSHA Severe Injury Reports (federal OSHA only; state-plan states like California, Oregon, and Washington maintain their own programs and do not consistently report into this feed).

Severe injury reports — events

Each row is a hospitalization, amputation, or eye-loss event the employer self-reported to OSHA under 29 CFR 1904.39. Narratives are written by the reporting employer.

DateEventBody partOutcome
Jul 22, 2024Struck by discharged object or substanceHand(s) and finger(s)Hospitalized
Feb 23, 2024Fall to lower level from collapsing structure or equipment 6 to 30 feetForehead, temple(s)Hospitalized
Nov 3, 2023Struck by falling object or equipment, n.e.c.Leg(s), unspecifiedHospitalized
Oct 29, 2022Compressed or pinched by shifting objects or equipmentFingertip(s)Amputation
Apr 26, 2022Other fall to lower level, unspecifiedHead, unspecifiedHospitalized
Jun 28, 2018Contact with objects and equipment, unspecifiedFingertip(s)Amputation
Sep 4, 2017Injured by slipping or swinging object held by injured workerFinger(s), fingernail(s), unspecifiedHospitalized
May 24, 2016Compressed or pinched by shifting objects or equipmentFinger(s), fingernail(s), n.e.c.Amputation

Source: OSHA Severe Injury Reports. Federal-OSHA jurisdiction only by default; some state-plan programs report voluntarily.

OSHA accident events

Accidents, fatalities, and catastrophes documented during OSHA inspections at this employer. Each entry links to the inspection that recorded it.

DateEventInjuriesHospitalizedFatalities
Jun 28, 2018Amputated,Amputation,Caught Between,Caught In,Finger,Nip Point11

Source: OSHA accident investigations. Narratives are recorded by the inspecting officer and may be truncated.

Activity timeline

Data refreshed
Weekly
First OSHA inspection
Most recent activity
11 months ago

Most recent federal enforcement activity recorded 11 months ago. Data on this page is refreshed weekly.

Wage & Hour Division (WHD)

No WHD wage, overtime, or child-labor enforcement cases on file for CATERPILLAR, INC. Verify directly with Wage and Hour Division

Mine safety (MSHA)

Company-level in IL — for Caterpillar Inc, not this location alone

Violations
1
Assessed penalties
$60

Mine Safety & Health Administration — citations issued at mining operations. MSHA records cases at the company/regional level (no worksite address), so these are matched by company name and state and may span other Caterpillar Inc operations in the same state.

Labor relations (NLRB)

Company-level in IL — for Caterpillar Inc, not this location alone

Total cases
90
Unfair labor practice
90

National Labor Relations Board — unfair labor practice charges and union representation cases. The NLRB records cases at the company/regional level (no worksite address), so these are matched by company name and state and may span other Caterpillar Inc locations in the same state.

Visa & labor certification (OFLC)

No H-1B, H-2A, or H-2B labor condition applications on file for CATERPILLAR, INC. Verify directly with Office of Foreign Labor Certification

Environmental compliance (EPA)

No EPA inspections or formal enforcement actions on file for CATERPILLAR, INC. Verify directly with Environmental Protection Agency

Federal criminal prosecution record

No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for CATERPILLAR, INC. Verify directly with UVA Corporate Prosecution Registry

NHTSA vehicle & equipment recalls

Total campaigns
9
Last 5 years
0
Last 12 months
0
Units affected
16,785

Most-recalled component: ENGINE AND ENGINE COOLING. Most recent campaign: 2019-06-14. Source: National Highway Traffic Safety Administration, matched on manufacturer name.

Federal contracts

No federal contracts are recorded to this specific location.

Company-wide — CATERPILLAR INC. (across 31 entities)
Obligated (5-yr)
$228.4M
Obligated (all-time)
$4.0B
Awards (all-time)
292,159

Consolidated across all USAspending recipient entities under this corporate parent — not attributable to this single location.

Federal contract activity for the parent corporation. Source: USAspending.gov, net obligations. Recipient address is the SAM registration / HQ address, not necessarily the worksite.

Inspection history

DateTriggerViolationsSeriousPenalty
2025-07-14Complaint0$0
2025-02-03Complaint0$0
2024-03-13Referral0$0
2022-11-14Referral0$0
2021-06-25Complaint0$0
2020-02-18Complaint0$0
2018-07-03Referral0$0
2017-06-14Complaint0$0
2013-03-13Complaint0$0
2013-01-31Complaint0$0
2010-10-07Complaint1$1,000

Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.

In the news

Part of a larger organization

CATERPILLAR, INC is one of 190 establishments rolled up under the parent organization Caterpillar Inc.

Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Caterpillar Inc across all 190 of its tracked locations is viewable on the parent profile.

Other employers in this industry and state

Other employers in other engine equipment manufacturing within IL, ordered by federal enforcement volume:

Other locations under this parent

Other establishments operated by Caterpillar Inc, ordered by federal enforcement volume:

Related searches

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About this data

This profile aggregates federal enforcement records on CATERPILLAR, INC from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.

Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Caterpillar Inc, which operates 190 establishments in our dataset.

OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.

Frequently asked

What is CATERPILLAR, INC's OSHA violation history?
CATERPILLAR, INC has 11 OSHA inspections on record with 1 violation and $1,000 in total penalties.
How does CATERPILLAR, INC's safety record compare to its industry?
CATERPILLAR, INC operates in the other engine equipment manufacturing industry. The industry average Total Recordable Incident Rate (TRIR) is 1.9. CATERPILLAR, INC's self-reported DART rate is 0 compared to an industry average of 0.8.