Establishment profile
CATERPILLAR INC.
OLD GALENA ROAD BUILDING BB, MOSSVILLE, IL, 61552
Operated by Caterpillar Inc · 1 of 190 establishments
333618 — Other Engine Equipment Manufacturing
EIN 370907835
Summary
CATERPILLAR INC. has accumulated 24 OSHA violations across 34 inspections over 39 years of recorded history, with $39,223 in total assessed penalties.
The establishment sits in the 91st percentile for violations within its industry-state peer group of 48 employers. Inspection frequency runs at the 100th percentile. The most recent enforcement activity was recorded 13 years ago.
Federal records were found in 4 of 15 sources. Sources without matching records returned empty for this establishment.
Agency coverage
CATERPILLAR INC. appears in OSHA workplace safety, WHD wage enforcement, MSHA mine safety, EPA environmental compliance, NLRB labor relations, and NHTSA vehicle recalls records only. No matching records were found in OFLC visa and labor certification, FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, or CPSC product recalls.
OSHA workplace safety
38% of inspections at this establishment produced violations, with 6 inspections producing serious-or-greater violations.
Peer comparison
Worse on violations than most other employers in NAICS 3336 within IL. Peer group: 48 employers. This establishment has 24 OSHA violations; peer median is 3.
Safety self-report (OSHA 300A)
Recordable injury rates the employer filed with OSHA’s Injury Tracking Application. DART covers cases with days away, restricted, or transferred; TRIR is the total recordable case rate.
Reported for 39 average annual employees at this establishment.
Source: OSHA ITA Form 300A (employer self-reported). Rates are per 100 full-time equivalent workers. Establishments below the ~10-FTE threshold are not required to report.
Industry benchmark
BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
OSHA severe injury reports
No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for CATERPILLAR INC.. Verify directly with Occupational Safety and Health Administration →
Activity timeline
No federal enforcement activity has been recorded against this establishment in 13+ years. Most recent activity: 13 years ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
Department of Labor Wage & Hour Division — minimum-wage, overtime, child-labor, FMLA, and prevailing-wage enforcement.
Wage and hour cases
Closed DOL Wage & Hour Division cases (FLSA, FMLA, H-2B, MSPA, and related statutes). Backwages reflect amounts the agency assessed; final payment may differ. 1 case · $0 in backwages · 1 worker affected
| Case period | Industry | Backwages | Workers |
|---|---|---|---|
| Dec 2006 | All Other Industrial Machinery Manufacturing | — | 1 |
Source: DOL WHD enforcement database. Cases shown reflect those the agency has closed and made public.
Mine safety (MSHA)
Company-level in IL — for Caterpillar Inc, not this location alone
Mine Safety & Health Administration — citations issued at mining operations. MSHA records cases at the company/regional level (no worksite address), so these are matched by company name and state and may span other Caterpillar Inc operations in the same state.
Labor relations (NLRB)
Company-level in IL — for Caterpillar Inc, not this location alone
National Labor Relations Board — unfair labor practice charges and union representation cases. The NLRB records cases at the company/regional level (no worksite address), so these are matched by company name and state and may span other Caterpillar Inc locations in the same state.
Visa & labor certification (OFLC)
No H-1B, H-2A, or H-2B labor condition applications on file for CATERPILLAR INC.. Verify directly with Office of Foreign Labor Certification →
Environmental compliance (EPA)
EPA Enforcement and Compliance History — Clean Air Act, Clean Water Act, RCRA, Safe Drinking Water Act. Status: No Violation Identified.
Federal criminal prosecution record
No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for CATERPILLAR INC.. Verify directly with UVA Corporate Prosecution Registry →
NHTSA vehicle & equipment recalls
Most-recalled component: ENGINE AND ENGINE COOLING. Most recent campaign: 2019-06-14. Source: National Highway Traffic Safety Administration, matched on manufacturer name.
Federal contracts
This location
Consolidated across all USAspending recipient entities under this corporate parent — not attributable to this single location.
- Department of DefenseFEBRUARY 2012 - COMBINED ALL CALL ORDERS TO CATERPILLAR INC.contract · Last action 2012-02-29$163,600,689
- Department of DefenseSCRAPER (U.S. ARMY)contract · Last action 2016-11-03$56,046,811
- Department of DefenseMOTORIZED GRADERcontract · Last action 2012-07-05$50,969,040
- Department of DefenseMOTORIZED GRADER WITH A-KITS AND NEW EQUIPMENT TRAININGcontract · Last action 2016-03-14$50,017,178
- Department of DefenseTYPE I T-9 DOZER W/TYPE A KIT; TYPE II T-9 DOZER W/TYPE A KITcontract · Last action 2014-06-03$49,833,457
- Department of DefenseORDER 90 EACH TYPE I AND 90 EACH TYPE II T9 DOZERS.contract · Last action 2015-08-18$47,752,692
- Department of DefenseSCRAPER (U.S. ARMY)contract · Last action 2016-11-03$42,032,661
- Department of DefenseTHIS DO IS FOR THE USMC CRDL, VEHICLES, ARMOR C KITS, OTO DESIGN, RFD AND CONUS AND OCONUS WARRANTYcontract · Last action 2016-09-07$40,985,403
- Department of Defense1. THE PURPOSE OF DELIVERY ORDER 0021, TO CONTRACT W56HZV-08-D-0037, IS TO: A) ADD 172EA MOTORIZED GRADERS W/TYPE A KIT UNDER CLIN 0400AA, UNIT PRICE OF $218,926.79EA, TOTAL PRICE OF THE CLIN $37,655,407.88 B) ADD 10DA 'CONTRACTOR TECHNICAL ASSISTANCE - CONUS', UNIT PRICE OF $1,243.00, TOTAL PRICE OF THE CLIN $12,430.00contract · Last action 2016-08-26$37,507,838
- Department of DefenseCATERPILLAR TRACK TYPE TRACTOR BULLDOZERScontract · Last action 2011-09-19$37,403,834
- Department of Defense8503115508!HEAVY EQUIPMENT PROGRAM IST -contract · Last action 2016-04-12$37,348,180
- Department of DefensePURCHASING 160EA GRADERS UNDER CLIN 0300AA, AT A TOTAL DOLLAR VALUE OF $34,006,324.80.contract · Last action 2013-09-06$34,031,192
- Department of DefenseDELIVERY ORDER FOR TYPE I T-9 DOZERS AND TYPE II T-9 DOZERS.contract · Last action 2016-02-08$32,976,720
- Department of DefensePROCUREMENT OF TYPE I, TYPE II AND NET CLASSES.contract · Last action 2015-03-23$32,416,920
- Department of DefenseBULLDOZERcontract · Last action 2009-11-04$28,230,060
- Department of DefenseSCRAPER (USMC)contract · Last action 2015-05-29$27,865,293
- Department of DefensePROCURING 84 EACH 924H LIGHT LOADERS WITH A-KIT AND 86 EACH FORKLIFT ATTACHMENTS.contract · Last action 2013-09-25$27,341,064
- Department of Defense8505036036!HEAVY EQUIPMENT PROGRAM IST -contract · Last action 2017-12-20$27,170,222
- Department of DefenseFAMILY OF DOZERScontract · Last action 2014-06-03$26,743,852
- Department of DefenseSCRAPER (U.S. ARMY)contract · Last action 2017-05-10$26,452,072
- Department of DefenseDO FOR ARMY NATIONAL GAURD DOZERS, TRAINING CLASSES, AND STTE KITScontract · Last action 2016-06-03$26,366,666
- Department of DefenseMOTOR GRADER, CATERPILLARcontract · Last action 2014-04-28$25,433,609
- Department of DefenseSCRAPER (U.S. ARMY)contract · Last action 2017-03-29$23,377,656
- Department of Defense8507259395!BULLDOZERcontract · Last action 2021-07-14$22,622,508
- Department of DefensePURCHASE 64 EACH T9 TYPE II DOZERScontract · Last action 2014-05-20$22,524,621
- Department of DefensePROCURING 91 TYPE II HEAVY LOADERScontract · Last action 2014-04-15$20,238,450
- Department of DefenseSCRAPER (U.S. ARMY)contract · Last action 2016-03-04$19,559,892
- Department of DefenseTYPE I T-9 DOZER W/TYPE A KIT, QTY OF 63contract · Last action 2016-06-02$19,323,864
- Department of Defense8507248837!WHEEL LOADERcontract · Last action 2020-03-18$19,131,975
- Department of DefenseSCRAPER (U.S. ARMY)contract · Last action 2014-05-21$17,990,354
- Department of Defense938H LOADERcontract · Last action 2011-09-19$17,637,384
- Department of Defense8506856114!HEAVY EQUIPMENT PROGRAM IST -contract · Last action 2020-09-08$17,596,536
- Department of DefenseSCRAPER (U.S. ARMY)contract · Last action 2015-05-29$17,410,020
- Department of DefensePROCURING 105 HEAVY LOADERS, AND ATTACHMENTS (53 FORLIFTS AND 105 SWEEPERS).contract · Last action 2014-09-22$17,306,536
- Department of DefenseSCRAPER (USMC)contract · Last action 2013-09-25$17,027,470
- Department of DefenseT-9 TYPE I DOZERS, T-9 TYPE II DOZERS, AND T-9 NET TRAININGcontract · Last action 2014-09-24$16,948,278
- Department of Defense8503715133!HEAVY EQUIPMENT PROGRAM IST -contract · Last action 2016-10-11$16,160,650
- Department of DefenseDELIVERY ORDER 0040 IS FOR THE FOLLOWING ITEM: CLIN NOUN NSN QTY UNIT PRICE 0701AD LOADER,SCOOP TYPE 3805-01-570-6666 115 $137,635.28 0704AA FORK LIFT,TRACTOR 3830-01-551-2654 115 $ 2,237.60contract · Last action 2013-12-12$16,119,517
- Department of DefenseTHE PURCHASE OF TWO FAT GRADERS, FAT TRAINING, ONE LOGISTIC GRADER, CDRLS, IKPT, 37 PRODUCTION GRADERS, AND 8 NET CLASSES.contract · Last action 2014-08-07$15,153,476
- Department of DefenseTRACKED BULLDOZERScontract · Last action 2009-10-19$14,918,799
- Department of DefenseTO PROCURE MPMS ATTACHMENT AND ANCILLARY SERVICES.contract · Last action 2018-09-26$14,863,767
- Department of Defense8506859424!HEAVY EQUIPMENT PROGRAM IST -contract · Last action 2020-10-21$14,697,791
- Department of DefenseDELIVERY ORDER FOR 28 TYPE I T-5 AND 28 TYPE II T-5 DOZERS WITH TYPE A KITScontract · Last action 2017-05-05$14,620,284
- Department of Defense8506249057!HEAVY EQUIPMENT PROGRAM IST -contract · Last action 2019-03-21$14,400,544
- Department of Defense8503124058!HEAVY EQUIPMENT PROGRAM IST -contract · Last action 2016-05-24$14,170,596
- Department of Defense8507667572!LOADERcontract · Last action 2021-10-07$13,918,590
- Department of DefenseDO FOR THE PROCUREMENT OF DOZERS, STTE, AND NET TRAINING.contract · Last action 2016-06-02$13,726,335
- Department of DefenseINDUCT VEHICLES FROM NGB INTO SLEPcontract · Last action 2019-08-20$13,694,776
- Department of DefenseSCRAPER (U.S. ARMY)contract · Last action 2016-05-26$13,688,248
- Department of DefensePROCUREMENT OF DOZERS AND SUPPORT. TAS::21 2035::TAScontract · Last action 2013-04-18$13,299,468
Federal contract dollars to this establishment. Primary NAICS: 333120 - CONSTRUCTION MACHINERY MANUFACTURING. Last action: 2024-02-15. Source: USAspending.gov, net obligations. Recipient address is the SAM registration / HQ address, not necessarily the worksite.
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2013-05-22 | Complaint | 0 | — | $0 | |
| 2009-02-19 | Complaint | 0 | — | $0 | |
| 2009-01-09 | Complaint | 2 | — | $0 | |
| 2008-08-27 | Complaint | 1 | — | $600 | |
| 2007-11-13 | Complaint | 0 | — | $0 | |
| 2007-09-12 | Complaint | 2 | 1 | $3,570 | |
| 2006-10-13 | Complaint | 1 | — | $850 | |
| 2005-07-26 | Referral | 0 | — | $0 | |
| 2003-07-16 | Complaint | 0 | — | $0 | |
| 2003-04-15 | Complaint | 1 | 1 | $1,190 | |
| 2002-01-07 | Complaint | 1 | 1 | $1,050 | |
| 2001-09-17 | Complaint | 0 | — | $0 | |
| 2000-02-17 | Planned | 0 | — | $0 | |
| 1999-09-28 | Complaint | 0 | — | $0 | |
| 1996-10-30 | Complaint | 4 | 1 | $15,063 | |
| 1996-08-08 | Complaint | 0 | — | $0 | |
| 1996-03-04 | Complaint | 3 | — | $1,000 | |
| 1994-09-12 | Complaint | 3 | — | $0 | |
| 1994-04-13 | Complaint | 0 | — | $0 | |
| 1994-03-08 | Complaint | 0 | — | $0 | |
| 1993-10-19 | Complaint | 1 | — | $0 | |
| 1993-10-15 | Complaint | 1 | — | $500 | |
| 1993-10-15 | Complaint | 0 | — | $0 | |
| 1993-08-12 | Complaint | 1 | 1 | $15,000 | |
| 1992-12-02 | Complaint | 0 | — | $0 | |
| 1992-11-04 | Complaint | 0 | — | $0 | |
| 1992-08-27 | Complaint | 0 | — | $0 | |
| 1992-08-11 | Complaint | 0 | — | $0 | |
| 1991-10-30 | Complaint | 0 | — | $0 | |
| 1990-06-27 | Complaint | 3 | — | $400 | |
| 1988-07-12 | Complaint | 0 | — | $0 | |
| 1987-08-25 | Complaint | 0 | — | $0 | |
| 1987-05-26 | Complaint | 0 | — | $0 | |
| 1986-07-31 | Complaint | 0 | — | $0 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Part of a larger organization
CATERPILLAR INC. is one of 190 establishments rolled up under the parent organization Caterpillar Inc.
Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Caterpillar Inc across all 190 of its tracked locations is viewable on the parent profile.
Other employers in this industry and state
Other employers in other engine equipment manufacturing within IL, ordered by federal enforcement volume:
- CATERPILLAR, INCDECATUR — 3 federal enforcement records
- ELECTRO MOTIVE DIESEL, INC.LA GRANGE — 2 federal enforcement records
- INTERNATIONAL TRUCK AND ENGINE CORPORATIONMELROSE PARK — 2 federal enforcement records
- NAVISTAR DBA. INTERNATIONAL TRUCK AND ENGINEMELROSE PARK — 1 federal enforcement record
- NISSAN INDUSTRIAL ENGINE MANUFACTURING USA, INC.MARENGO — 1 federal enforcement record
- SUMMIT MARINE, INC.MORTON — 1 federal enforcement record
- HELIO PRECISION PRODUCTS, INC.LAKE BLUFF — 1 federal enforcement record
- POWER SOLUTIONS INTERNATIONAL, INC.WOOD DALE — 1 federal enforcement record
Other locations under this parent
Other establishments operated by Caterpillar Inc, ordered by federal enforcement volume:
- CATERPILLAR, INC.LAFAYETTE, IN — 4 federal enforcement records
- CATERPILLAR, INC.AURORA, IL — 4 federal enforcement records
- CATERPILLAR INC.EAST PEORIA, IL — 4 federal enforcement records
- CATERPILLAR, INC.PONTIAC, IL — 3 federal enforcement records
- CATERPILLAR INC.JOLIET, IL — 3 federal enforcement records
- CATERPILLAR, INC.EAST PEORIA, IL — 3 federal enforcement records
- CATERPILLAR INC.MAPLETON, IL — 3 federal enforcement records
- CATERPILLAR INC.SANFORD, NC — 3 federal enforcement records
- CATERPILLAR INC.YORK, PA — 3 federal enforcement records
- CaterpillarWaco, TX — 3 federal enforcement records
Related searches
- All Caterpillar Inc locationsParent rollup
- Other Engine Equipment ManufacturingAll employers in this industry
- Employers in ILState-wide enforcement data
- Other Engine Equipment in ILIndustry × state cross-filter
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Contact sales →About this data
This profile aggregates federal enforcement records on CATERPILLAR INC. from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Caterpillar Inc, which operates 190 establishments in our dataset.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
Frequently asked
- What is CATERPILLAR INC.'s OSHA violation history?
- CATERPILLAR INC. has 34 OSHA inspections on record with 24 violations and $39,223 in total penalties.
- How does CATERPILLAR INC.'s safety record compare to its industry?
- CATERPILLAR INC. operates in the other engine equipment manufacturing industry. The industry average Total Recordable Incident Rate (TRIR) is 1.9. CATERPILLAR INC.'s self-reported DART rate is 0 compared to an industry average of 0.8.