Establishment profile
CATERPILLAR, INC.
517 INDUSTRIAL PARK RD., FRANKLIN, NC, 28734
Operated by Caterpillar Inc · 1 of 190 establishments
339991 — Gasket, Packing, and Sealing Device Manufacturing
Summary
CATERPILLAR, INC. has accumulated 11 OSHA violations across 2 inspections over 23 years of recorded history, with $900 in total assessed penalties.
The establishment sits in the 66th percentile for violations within its industry-state peer group of 334 employers. Inspection frequency runs at the 64th percentile. The most recent enforcement activity was recorded 20 years ago.
Federal records were found in 2 of 15 sources. Sources without matching records returned empty for this establishment.
Agency coverage
CATERPILLAR, INC. appears in OSHA workplace safety, MSHA mine safety, and NHTSA vehicle recalls records only. No matching records were found in WHD wage enforcement, EPA environmental compliance, NLRB labor relations, OFLC visa and labor certification (historical), FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, or CPSC product recalls.
OSHA workplace safety
50% of inspections at this establishment produced violations,
Most-cited OSHA standards
Top OSHA standards cited at this employer, ranked by citation count. Standards (CFR sections) cluster citations into safety themes -- machine guarding, lockout-tagout, hazard communication, fall protection, process safety, etc. A concentration on one or two sections reveals a pattern that individual citations don’t. 11 distinct standards shown · 11 citations in this view · $900 in penalties.
| CFR section | Citations | Inspections | Total penalty | First cited | Last cited |
|---|---|---|---|---|---|
| 29 CFR 1910.0215 B09 | 1 | 1 | $600 | Oct 2005 | Oct 2005 |
| 29 CFR 1910.0305 B02 | 1 | 1 | $300 | Oct 2005 | Oct 2005 |
| 29 CFR 1910.0157 C04 | 1 | 1 | — | Oct 2005 | Oct 2005 |
| 29 CFR 1910.0176 B | 1 | 1 | — | Oct 2005 | Oct 2005 |
| 29 CFR 1910.0184 C02 | 1 | 1 | — | Oct 2005 | Oct 2005 |
| 29 CFR 1910.0151 C | 1 | 1 | — | Oct 2005 | Oct 2005 |
| 29 CFR 1910.0215 A04 | 1 | 1 | — | Oct 2005 | Oct 2005 |
| 29 CFR 1910.0303 B02 | 1 | 1 | — | Oct 2005 | Oct 2005 |
| 29 CFR 1910.0303 G01 II | 1 | 1 | — | Oct 2005 | Oct 2005 |
| 29 CFR 1910.0212 B | 1 | 1 | — | Oct 2005 | Oct 2005 |
| 29 CFR 1910.0157 C01 | 1 | 1 | — | Oct 2005 | Oct 2005 |
Source: OSHA inspection citations (violation_detail). CFR section codes can be looked up at osha.gov/laws-regs for the formal standard text. Per-inspection detail and the specific violation descriptions are available by expanding individual inspections below.
Peer comparison
Above average violations in NAICS 3399 within NC. Peer group: 334 employers. This establishment has 11 OSHA violations; peer median is 5.
Safety self-report (OSHA 300A)
No self-reported injury rates filed with OSHA's Injury Tracking Application for CATERPILLAR, INC.. Verify directly with OSHA Injury Tracking Application →
Industry benchmark
BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
OSHA severe injury reports
No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for CATERPILLAR, INC.. Verify directly with Occupational Safety and Health Administration →
Activity timeline
No federal enforcement activity has been recorded against this establishment in 20+ years. Most recent activity: 20 years ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
No WHD wage, overtime, or child-labor enforcement cases on file for CATERPILLAR, INC.. Verify directly with Wage and Hour Division →
Mine safety (MSHA)
Company-level in NC — for Caterpillar Inc, not this location alone
Mine Safety & Health Administration — citations issued at mining operations. MSHA records cases at the company/regional level (no worksite address), so these are matched by company name and state and may span other Caterpillar Inc operations in the same state.
MSHA citations
Mine Safety and Health Administration citations. S&S (significant and substantial) marks violations that could reasonably contribute to a serious injury. Negligence rating is MSHA’s operator-culpability assessment (none, low, moderate, high, or reckless disregard). Proposed = assessed at issuance; Paid = post-settlement / appeal. 2 citations · 2 contractor · $3,060 proposed / $3,060 paid.
| Citation | Mine | Date | Section | S&S | Negligence | Proposed | Paid |
|---|---|---|---|---|---|---|---|
| 8631579 | Lee Creek Mine Beaufort, NC contractor: Caterpillar, Inc. | Mar 2011 | — | No | ModNegligence | $1,530 | $1,530 |
| 8546488 | Lee Creek Mine Beaufort, NC contractor: Caterpillar, Inc. | Mar 2011 | — | No | ModNegligence | $1,530 | $1,530 |
Source: MSHA citation database. “Contractor” annotations indicate the cited party was on-site at the mine but not the mine’s operator -- responsibility attaches to the contractor LLC, not the mine’s owner. Section codes reference 30 CFR (the Mine Safety and Health regulations).
Labor relations (NLRB)
No NLRB unfair labor practice charges or union representation cases on file for CATERPILLAR, INC.. Verify directly with National Labor Relations Board →
Visa & labor certification (OFLC) — historical
No H-1B, H-2A, or H-2B labor condition applications on file (historical data only — DOL ended OFLC publication) for CATERPILLAR, INC.. Verify directly with Office of Foreign Labor Certification →
Environmental compliance (EPA)
No EPA inspections or formal enforcement actions on file for CATERPILLAR, INC.. Verify directly with Environmental Protection Agency →
Federal criminal prosecution record
No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for CATERPILLAR, INC.. Verify directly with UVA Corporate Prosecution Registry →
NHTSA vehicle & equipment recalls
Most-recalled component: ENGINE AND ENGINE COOLING. Most recent campaign: 2019-06-14. Source: National Highway Traffic Safety Administration, matched on manufacturer name.
NHTSA campaign roster
Every NHTSA recall campaign issued for this manufacturer, most-recent first. Component column shows the primary system cited (airbags, brakes, electrical, fuel system, etc.). FMVSS column shows the Federal Motor Vehicle Safety Standard cited, if any. Potentially affected = NHTSA’s estimate of vehicles in the recall scope. 9 campaigns shown · 16,370 units potentially affected · 8 distinct components.
| Campaign | Date | Component | Vehicles | FMVSS | Affected |
|---|---|---|---|---|---|
| 19V462000 | Jun 2019 | UNKNOWN OR OTHER | PROGRESSIVE RAIL SERVICES | — | 6 |
| 17V641000 | Oct 2017 | STEERING:LINKAGES:TIE ROD ASSEMBLY | CATERPILLAR | — | 4 |
| 14V814000 | Dec 2014 | PARKING BRAKE:CONVENTIONAL:AIR | CATERPILLAR | — | 57 |
| 14V068000 | Feb 2014 | SERVICE BRAKES | CATERPILLAR | — | 181 |
| 13V072000 | Mar 2013 | EXTERIOR LIGHTING | CATERPILLAR | 108 | 49 |
| 12V051000 | Feb 2012 | SERVICE BRAKES, AIR:SUPPLY:CHECK VALVE | CATERPILLAR | — | 104 |
| 11E051000 | Dec 2011 | ENGINE AND ENGINE COOLING | CATERPILLAR | — | 3,873 |
| 11E006000 | Feb 2011 | ENGINE AND ENGINE COOLING | CATERPILLAR | — | 6,176 |
| 10E025000 | Jun 2010 | FUEL SYSTEM, DIESEL | CATERPILLAR | — | 5,920 |
Source: NHTSA recall database. Each campaign typically covers multiple model years and trims; the Vehicles column shows the distinct makes affected (model lists collapse in this view to keep the row scannable).
Federal contracts
No federal contracts are recorded to this specific location.
Consolidated across all USAspending recipient entities under this corporate parent — not attributable to this single location.
Federal contract activity for the parent corporation. Source: USAspending.gov, net obligations. Recipient address is the SAM registration / HQ address, not necessarily the worksite.
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2005-10-03 | Complaint | 11 | 4 | $900 | |
| 2003-01-02 | Complaint | 0 | — | $0 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Part of a larger organization
CATERPILLAR, INC. is one of 190 establishments rolled up under the parent organization Caterpillar Inc.
Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Caterpillar Inc across all 190 of its tracked locations is viewable on the parent profile.
Other employers in this industry and state
Other employers in gasket, packing, and sealing device manufacturing within NC, ordered by federal enforcement volume:
- ANCHOR INDUSTRIAL SALES, INC.KERNERSVILLE — 1 federal enforcement record
- SKF USA INC. DBA SKF SEALING SOLUTIONSFRANKLIN — 1 federal enforcement record
- MUELLER DIE CUT SOLUTIONS, LLCCHARLOTTE — 1 federal enforcement record
- C R INDUSTRIESFRANKLIN — 1 federal enforcement record
- TOYO SEAL AMERICA CORPORATIONMOORESVILLE — 1 federal enforcement record
- VICTAULIC CO LELAND FACILITYLELAND — 1 federal enforcement record
- SOUTHERN RUBBER COMPANYGREENSBORO — 1 federal enforcement record
- UCHIYAMA AMERICA, INC.GOLDSBORO — 1 federal enforcement record
- RUBBER-MILL, INC.LIBERTY — 1 federal enforcement record
- CGR PRODUCTS INC.GREENSBORO — 1 federal enforcement record
Other locations under this parent
Other establishments operated by Caterpillar Inc, ordered by federal enforcement volume:
- CATERPILLAR, INC.AURORA, IL — 4 federal enforcement records
- CATERPILLAR, INC.LAFAYETTE, IN — 4 federal enforcement records
- CATERPILLAR INC.EAST PEORIA, IL — 4 federal enforcement records
- CATERPILLAR INC.MOSSVILLE, IL — 4 federal enforcement records
- CATERPILLAR INC.JOLIET, IL — 3 federal enforcement records
- CATERPILLAR, INC.EAST PEORIA, IL — 3 federal enforcement records
- CATERPILLAR, INC.PONTIAC, IL — 3 federal enforcement records
- CATERPILLAR INC.YORK, PA — 3 federal enforcement records
- CATERPILLAR INC.MAPLETON, IL — 3 federal enforcement records
- CATERPILLAR INC.SANFORD, NC — 3 federal enforcement records
Related searches
- All Caterpillar Inc locationsParent rollup
- Gasket, Packing, and Sealing Device ManufacturingAll employers in this industry
- Employers in NCState-wide enforcement data
- Gasket, Packing, and in NCIndustry × state cross-filter
About this data
This profile aggregates federal enforcement records on CATERPILLAR, INC. from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Caterpillar Inc, which operates 190 establishments in our dataset.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
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Contact sales →Frequently asked
- What is CATERPILLAR, INC.'s OSHA violation history?
- CATERPILLAR, INC. has 2 OSHA inspections on record with 11 violations and $900 in total penalties.
- How does CATERPILLAR, INC.'s safety record compare to its industry?
- CATERPILLAR, INC. operates in the gasket, packing, and sealing device manufacturing industry. The industry average Total Recordable Incident Rate (TRIR) is 1.8.