Establishment profile
CATERPILLAR INC.
7300 LONE TREE RD, VICTORIA, TX, 77901
Operated by Caterpillar Inc · 1 of 190 establishments
333120 — Construction Machinery Manufacturing
EIN 751096994
Summary
CATERPILLAR INC. has accumulated 0 OSHA violations across 2 inspections over 9 years of recorded history.
The most recent federal enforcement activity was recorded 2 years ago.
Federal records were found in 2 of 15 sources. Sources without matching records returned empty for this establishment.
Agency coverage
CATERPILLAR INC. appears in OSHA workplace safety, MSHA mine safety, NLRB labor relations, and NHTSA vehicle recalls records only. No matching records were found in WHD wage enforcement, EPA environmental compliance, OFLC visa and labor certification (historical), FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, or CPSC product recalls.
OSHA workplace safety
Peer comparison
Fewer violations than most other employers in NAICS 3331 within TX. Peer group: 216 employers. This establishment has 0 OSHA violations; peer median is 2.
Safety self-report (OSHA 300A)
Recordable injury rates the employer filed with OSHA’s Injury Tracking Application. DART covers cases with days away, restricted, or transferred; TRIR is the total recordable case rate.
Reported for 459 average annual employees at this establishment.
Source: OSHA ITA Form 300A (employer self-reported). Rates are per 100 full-time equivalent workers. Establishments below the ~10-FTE threshold are not required to report.
Industry benchmark
BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
OSHA severe injury reports
No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for CATERPILLAR INC.. Verify directly with Occupational Safety and Health Administration →
Activity timeline
No federal enforcement activity has been recorded against this establishment in 2+ years. Most recent activity: 2 years ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
No WHD wage, overtime, or child-labor enforcement cases on file for CATERPILLAR INC.. Verify directly with Wage and Hour Division →
Mine safety (MSHA)
Company-level in TX — for Caterpillar Inc, not this location alone
Mine Safety & Health Administration — citations issued at mining operations. MSHA records cases at the company/regional level (no worksite address), so these are matched by company name and state and may span other Caterpillar Inc operations in the same state.
MSHA citations
Mine Safety and Health Administration citations. S&S (significant and substantial) marks violations that could reasonably contribute to a serious injury. Negligence rating is MSHA’s operator-culpability assessment (none, low, moderate, high, or reckless disregard). Proposed = assessed at issuance; Paid = post-settlement / appeal. 38 citations · 12S&S · 38 contractor · $61,945 proposed / $36,337 paid.
| Citation | Mine | Date | Section | S&S | Negligence | Proposed | Paid |
|---|---|---|---|---|---|---|---|
| 7285411 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jan 2008 | — | Yes | ModNegligence | $13,609 | $3,493 |
| 8455328 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jan 2009 | — | Yes | ModNegligence | $10,437 | $2,341 |
| 8455783 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jul 2009 | — | Yes | LowNegligence | $5,503 | $2,473 |
| 8455772 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jun 2009 | — | Yes | LowNegligence | $5,503 | $3,302 |
| 6685376 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jun 2008 | — | Yes | HighNegligence | $4,689 | $4,689 |
| 8472068 | Jewett Mine Leon, TX contractor: Caterpillar, Inc. | Sep 2010 | — | Yes | ModNegligence | $3,405 | $3,405 |
| 8455094 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Feb 2009 | — | Yes | ModNegligence | $2,901 | $2,901 |
| 8455342 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Feb 2009 | — | No | ModNegligence | $1,657 | $1,657 |
| 8455258 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Dec 2008 | — | Yes | ModNegligence | $1,657 | $1,657 |
| 8455260 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Dec 2008 | — | Yes | ModNegligence | $1,530 | $1,530 |
| 8455374 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Mar 2009 | — | No | LowNegligence | $1,412 | $112 |
| 6685377 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jun 2008 | — | Yes | ModNegligence | $1,412 | $1,412 |
| 8455770 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jun 2009 | — | No | ModNegligence | $1,111 | $1,000 |
| 8455788 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Aug 2009 | — | No | ModNegligence | $745 | $745 |
| 8455781 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jul 2009 | — | No | ModNegligence | $745 | $671 |
| 7599049 | Sandow Mine Milam, TX contractor: Caterpillar, Inc. | Dec 2004 | — | Yes | HighNegligence | $629 | $503 |
| 8455095 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Feb 2009 | — | No | ModNegligence | $585 | $585 |
| 6687340 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Mar 2009 | — | No | ModNegligence | $540 | $212 |
| 8455108 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jul 2008 | — | No | ModNegligence | $540 | $432 |
| 8455122 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Aug 2008 | — | No | ModNegligence | $460 | $460 |
| 6687339 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Mar 2009 | — | No | LowNegligence | $425 | $340 |
| 8455789 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Aug 2009 | — | No | LowNegligence | $334 | $334 |
| 8455771 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jun 2009 | — | No | LowNegligence | $334 | $301 |
| 6686514 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Feb 2008 | — | No | ModNegligence | $334 | $334 |
| 6685378 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jun 2008 | — | No | HighNegligence | $285 | $285 |
| 7613119 | Sandow Mine Milam, TX contractor: Caterpillar, Inc. | Nov 2003 | — | No | ModNegligence | $237 | $237 |
| 7623096 | South Hallsville No 1 Mine Harrison, TX contractor: Caterpillar, Inc. | Jul 2004 | — | Yes | ModNegligence | $217 | $217 |
| 8454520 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jul 2008 | — | No | ModNegligence | $138 | $138 |
| 8454090 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jul 2008 | — | No | ModNegligence | $138 | $138 |
| 8454089 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jul 2008 | — | No | ModNegligence | $138 | $138 |
| 7623048 | Sandow Mine Milam, TX contractor: Caterpillar, Inc. | Jul 2004 | — | No | ModNegligence | $60 | $60 |
| 7623091 | South Hallsville No 1 Mine Harrison, TX contractor: Caterpillar, Inc. | Jul 2004 | — | No | ModNegligence | $60 | $60 |
| 7601747 | Sandow Mine Milam, TX contractor: Caterpillar, Inc. | Dec 2003 | — | No | LowNegligence | $60 | $60 |
| 7601746 | Sandow Mine Milam, TX contractor: Caterpillar, Inc. | Dec 2003 | — | No | LowNegligence | $60 | $60 |
| 4367735 | Calvert Mine Robertson, TX contractor: Caterpillar, Inc. | Apr 2000 | — | No | ModNegligence | $55 | $55 |
| 8455782 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jun 2009 | — | No | — | — | — |
| 8455762 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jun 2009 | — | No | — | — | — |
| 7285410 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jan 2008 | — | No | — | — | — |
Source: MSHA citation database. “Contractor” annotations indicate the cited party was on-site at the mine but not the mine’s operator -- responsibility attaches to the contractor LLC, not the mine’s owner. Section codes reference 30 CFR (the Mine Safety and Health regulations).
Labor relations (NLRB)
Company-level in TX — for Caterpillar Inc, not this location alone
National Labor Relations Board — unfair labor practice charges and union representation cases. The NLRB records cases at the company/regional level (no worksite address), so these are matched by company name and state and may span other Caterpillar Inc locations in the same state.
NLRB cases
National Labor Relations Board cases involving this employer. Includes unfair labor practice (ULP) filings and representation election proceedings. NLRB enforcement is process-driven; no per-case monetary penalty is assessed (remedies are case-by-case backpay orders, posting requirements, election re-runs, etc.). 1 case · 1 ULP
| Case number | Type | Filed | Closed | Status | Region |
|---|---|---|---|---|---|
| 16-CA-165615 | Unfair labor practice | Dec 2015 | Mar 2016 | Closed | Region 16, Fort Worth, Texas |
Source: NLRB case files. Rows shown are those the agency has published. Region numbers (1–31) correspond to NLRB's geographic offices.
Visa & labor certification (OFLC) — historical
No H-1B, H-2A, or H-2B labor condition applications on file (historical data only — DOL ended OFLC publication) for CATERPILLAR INC.. Verify directly with Office of Foreign Labor Certification →
Environmental compliance (EPA)
No EPA inspections or formal enforcement actions on file for CATERPILLAR INC.. Verify directly with Environmental Protection Agency →
Federal criminal prosecution record
No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for CATERPILLAR INC.. Verify directly with UVA Corporate Prosecution Registry →
NHTSA vehicle & equipment recalls
Most-recalled component: ENGINE AND ENGINE COOLING. Most recent campaign: 2019-06-14. Source: National Highway Traffic Safety Administration, matched on manufacturer name.
NHTSA campaign roster
Every NHTSA recall campaign issued for this manufacturer, most-recent first. Component column shows the primary system cited (airbags, brakes, electrical, fuel system, etc.). FMVSS column shows the Federal Motor Vehicle Safety Standard cited, if any. Potentially affected = NHTSA’s estimate of vehicles in the recall scope. 9 campaigns shown · 16,370 units potentially affected · 8 distinct components.
| Campaign | Date | Component | Vehicles | FMVSS | Affected |
|---|---|---|---|---|---|
| 19V462000 | Jun 2019 | UNKNOWN OR OTHER | PROGRESSIVE RAIL SERVICES | — | 6 |
| 17V641000 | Oct 2017 | STEERING:LINKAGES:TIE ROD ASSEMBLY | CATERPILLAR | — | 4 |
| 14V814000 | Dec 2014 | PARKING BRAKE:CONVENTIONAL:AIR | CATERPILLAR | — | 57 |
| 14V068000 | Feb 2014 | SERVICE BRAKES | CATERPILLAR | — | 181 |
| 13V072000 | Mar 2013 | EXTERIOR LIGHTING | CATERPILLAR | 108 | 49 |
| 12V051000 | Feb 2012 | SERVICE BRAKES, AIR:SUPPLY:CHECK VALVE | CATERPILLAR | — | 104 |
| 11E051000 | Dec 2011 | ENGINE AND ENGINE COOLING | CATERPILLAR | — | 3,873 |
| 11E006000 | Feb 2011 | ENGINE AND ENGINE COOLING | CATERPILLAR | — | 6,176 |
| 10E025000 | Jun 2010 | FUEL SYSTEM, DIESEL | CATERPILLAR | — | 5,920 |
Source: NHTSA recall database. Each campaign typically covers multiple model years and trims; the Vehicles column shows the distinct makes affected (model lists collapse in this view to keep the row scannable).
Federal contracts
No federal contracts are recorded to this specific location.
Consolidated across all USAspending recipient entities under this corporate parent — not attributable to this single location.
Federal contract activity for the parent corporation. Source: USAspending.gov, net obligations. Recipient address is the SAM registration / HQ address, not necessarily the worksite.
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2023-11-28 | Unprogrammed Related | 0 | — | $0 | |
| 2016-09-06 | Planned | 0 | — | $0 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Part of a larger organization
CATERPILLAR INC. is one of 190 establishments rolled up under the parent organization Caterpillar Inc.
Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Caterpillar Inc across all 190 of its tracked locations is viewable on the parent profile.
Other employers in this industry and state
Other employers in construction machinery manufacturing within TX, ordered by federal enforcement volume:
- CATERPILLAR INC.SEGUIN — 3 federal enforcement records
- CATERPILLAR, INC.KILGORE — 2 federal enforcement records
- THRASHER, INC.PLAINVIEW — 2 federal enforcement records
- Caterpillar Inc.SAN ANTONIO — 2 federal enforcement records
- TIME MANUFACTURINGWACO — 2 federal enforcement records
- EXCEL MACHINERY LTDAMARILLO — 2 federal enforcement records
- DREYER VIBRATOR COMPANY, INC.SAN ANTONIO — 1 federal enforcement record
- HENSLEY INDUSTRIES, INC.MANSFIELD — 1 federal enforcement record
- CZM FOUNDATION EQUIPMENTHASLET — 1 federal enforcement record
- FAVELLE FAVCO CRANES USA INC.HARLINGEN — 1 federal enforcement record
Other locations under this parent
Other establishments operated by Caterpillar Inc, ordered by federal enforcement volume:
- CATERPILLAR, INC.AURORA, IL — 4 federal enforcement records
- CATERPILLAR, INC.LAFAYETTE, IN — 4 federal enforcement records
- CATERPILLAR INC.EAST PEORIA, IL — 4 federal enforcement records
- CATERPILLAR INC.MOSSVILLE, IL — 4 federal enforcement records
- CATERPILLAR INC.JOLIET, IL — 3 federal enforcement records
- CATERPILLAR, INC.EAST PEORIA, IL — 3 federal enforcement records
- CATERPILLAR, INC.PONTIAC, IL — 3 federal enforcement records
- CATERPILLAR INCORPORATEDYORK, PA — 3 federal enforcement records
- CATERPILLAR INC.MAPLETON, IL — 3 federal enforcement records
- CATERPILLAR INC.SANFORD, NC — 3 federal enforcement records
Related searches
- All Caterpillar Inc locationsParent rollup
- Construction Machinery ManufacturingAll employers in this industry
- Employers in TXState-wide enforcement data
- Construction Machinery Manufacturing in TXIndustry × state cross-filter
About this data
This profile aggregates federal enforcement records on CATERPILLAR INC. from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Caterpillar Inc, which operates 190 establishments in our dataset.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
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Contact sales →Frequently asked
- What is CATERPILLAR INC.'s OSHA violation history?
- CATERPILLAR INC. has 2 OSHA inspections on record with 0 violations and $0 in total penalties.
- How does CATERPILLAR INC.'s safety record compare to its industry?
- CATERPILLAR INC. operates in the construction machinery manufacturing industry. The industry average Total Recordable Incident Rate (TRIR) is 2.8. CATERPILLAR INC.'s self-reported DART rate is 0.39 compared to an industry average of 1.6.