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Establishment profile

CATERPILLAR, INC.

200 CORPORATE DR, DANVILLE, KY, 40422
Operated by Caterpillar Inc · 1 of 190 establishments
333924Industrial Truck, Tractor, Trailer, and Stacker Machinery Manufacturing

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OSHA inspections
4
over 27 years
Violations
3
$9,500 in penalties
Penalties
$9,500
$3,167 avg
Accident investigations on record
1 OSHA follow-up

Summary

CATERPILLAR, INC. has accumulated 3 OSHA violations across 4 inspections over 27 years of recorded history, with $9,500 in total assessed penalties.

The establishment sits in the 52nd percentile for violations within its industry-state peer group of 127 employers. Inspection frequency runs at the 79th percentile. The most recent enforcement activity was recorded 8 years ago.

Federal records were found in 1 of 16 sources. Sources without matching records returned empty for this establishment.

Agency coverage

CATERPILLAR, INC. appears in OSHA workplace safety and NHTSA vehicle recalls records only. No matching records were found in WHD wage enforcement, MSHA mine safety, EPA environmental compliance, NLRB labor relations, OFLC visa and labor certification, FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, or CPSC product recalls.

OSHA workplace safety

Inspections
4
0.1 / yr · last 27 yrs
Violations
3
0.1 / yr
Penalties
$9,500
$3,167 avg / violation
67% serious33% other
Inspection trigger · planned
2 of 4
Inspection trigger · complaint
1 of 4

25% of inspections at this establishment produced violations,

Peer comparison

52nd

Above average violations in NAICS 3339 within KY. Peer group: 127 employers. This establishment has 3 OSHA violations; peer median is 2.

Fewer violationsMore violations
Penalty percentile
87th
peer median: $1,575
Inspection frequency
79th
peer median: 1

Safety self-report (OSHA 300A)

No self-reported injury rates filed with OSHA's Injury Tracking Application for CATERPILLAR, INC.. Verify directly with OSHA Injury Tracking Application

Industry benchmark

Industry avg TRIR
4.3
BLS SOII 2024
Industry avg DART
2.7
BLS SOII 2024
Self-reported TRIR
Not in OSHA ITA

BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.

Inspection breakdown

Planned
2
Complaint
1

Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.

OSHA severe injury reports

No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for CATERPILLAR, INC.. Verify directly with Occupational Safety and Health Administration

Activity timeline

Data refreshed
Weekly
First OSHA inspection
Most recent activity
8 years ago

No federal enforcement activity has been recorded against this establishment in 8+ years. Most recent activity: 8 years ago. Data on this page is refreshed weekly.

Wage & Hour Division (WHD)

No WHD wage, overtime, or child-labor enforcement cases on file for CATERPILLAR, INC.. Verify directly with Wage and Hour Division

Mine safety (MSHA)

No MSHA mine safety violations on file for CATERPILLAR, INC.. Verify directly with Mine Safety and Health Administration

Labor relations (NLRB)

No NLRB unfair labor practice charges or union representation cases on file for CATERPILLAR, INC.. Verify directly with National Labor Relations Board

Visa & labor certification (OFLC)

No H-1B, H-2A, or H-2B labor condition applications on file for CATERPILLAR, INC.. Verify directly with Office of Foreign Labor Certification

Environmental compliance (EPA)

No EPA inspections or formal enforcement actions on file for CATERPILLAR, INC.. Verify directly with Environmental Protection Agency

Federal criminal prosecution record

No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for CATERPILLAR, INC.. Verify directly with UVA Corporate Prosecution Registry

NHTSA vehicle & equipment recalls

Total campaigns
9
Last 5 years
0
Last 12 months
0
Units affected
16,785

Most-recalled component: ENGINE AND ENGINE COOLING. Most recent campaign: 2019-06-14. Source: National Highway Traffic Safety Administration, matched on manufacturer name.

Inspection history

DateTriggerViolationsSeriousPenalty
2017-07-12Unprogrammed Related0$0
2008-06-26Programmed Other32$9,500
2006-06-21Planned0$0
1999-03-05Complaint0$0

Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.

In the news

Part of a larger organization

CATERPILLAR, INC. is one of 190 establishments rolled up under the parent organization Caterpillar Inc.

Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Caterpillar Inc across all 190 of its tracked locations is viewable on the parent profile.

Other employers in this industry and state

Other employers in industrial truck, tractor, trailer, and stacker machinery manufacturing within KY, ordered by federal enforcement volume:

Other locations under this parent

Other establishments operated by Caterpillar Inc, ordered by federal enforcement volume:

Related searches

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About this data

This profile aggregates federal enforcement records on CATERPILLAR, INC. from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.

Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Caterpillar Inc, which operates 190 establishments in our dataset.

OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.

Frequently asked

What is CATERPILLAR, INC.'s OSHA violation history?
CATERPILLAR, INC. has 4 OSHA inspections on record with 3 violations and $9,500 in total penalties.
How does CATERPILLAR, INC.'s safety record compare to its industry?
CATERPILLAR, INC. operates in the industrial truck, tractor, trailer, and stacker machinery manufacturing industry. The industry average Total Recordable Incident Rate (TRIR) is 4.3.