Establishment profile
WELLS FARGO ADVISORS, LLC
1501 W. SWANN AVENUE, TAMPA, FL, 33606
Operated by Wells Fargo · 1 of 297 establishments
522310 — Mortgage and Nonmortgage Loan Brokers
Summary
WELLS FARGO ADVISORS, LLC has accumulated 1 OSHA violation across 2 inspections over 12 years of recorded history.
The establishment sits in the 70th percentile for violations within its industry-state peer group of 11 employers. Inspection frequency runs at the 90th percentile. The most recent enforcement activity was recorded 12 years ago.
Federal records were found in 1 of 15 sources. Sources without matching records returned empty for this establishment.
Agency coverage
WELLS FARGO ADVISORS, LLC appears in OSHA workplace safety record only. No matching records were found in WHD wage enforcement, MSHA mine safety, EPA environmental compliance, NLRB labor relations, OFLC visa and labor certification (historical), FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, CPSC product recalls, or NHTSA vehicle recalls. Single-agency enforcement records typically indicate either a discrete incident-based inspection or a low-risk operational profile.
OSHA workplace safety
50% of inspections at this establishment produced violations,
Most-cited OSHA standards
Top OSHA standards cited at this employer, ranked by citation count. Standards (CFR sections) cluster citations into safety themes -- machine guarding, lockout-tagout, hazard communication, fall protection, process safety, etc. A concentration on one or two sections reveals a pattern that individual citations don’t. 1 distinct standard shown · 1 citation in this view.
| CFR section | Citations | Inspections | Total penalty | First cited | Last cited |
|---|---|---|---|---|---|
| 29 CFR 1910.0145 A01 | 1 | 1 | — | Dec 2013 | Dec 2013 |
Source: OSHA inspection citations (violation_detail). CFR section codes can be looked up at osha.gov/laws-regs for the formal standard text. Per-inspection detail and the specific violation descriptions are available by expanding individual inspections below.
Peer comparison
Above average violations in NAICS 5223 within FL. Peer group: 11 employers. This establishment has 1 OSHA violation; peer median is 0.
Safety self-report (OSHA 300A)
No self-reported injury rates filed with OSHA's Injury Tracking Application for WELLS FARGO ADVISORS, LLC. Verify directly with OSHA Injury Tracking Application →
Industry benchmark
BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
OSHA severe injury reports
No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for WELLS FARGO ADVISORS, LLC. Verify directly with Occupational Safety and Health Administration →
Activity timeline
No federal enforcement activity has been recorded against this establishment in 12+ years. Most recent activity: 12 years ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
No WHD wage, overtime, or child-labor enforcement cases on file for WELLS FARGO ADVISORS, LLC. Verify directly with Wage and Hour Division →
Mine safety (MSHA)
No MSHA mine safety violations on file for WELLS FARGO ADVISORS, LLC. Verify directly with Mine Safety and Health Administration →
Labor relations (NLRB)
No NLRB unfair labor practice charges or union representation cases on file for WELLS FARGO ADVISORS, LLC. Verify directly with National Labor Relations Board →
Visa & labor certification (OFLC) — historical
No H-1B, H-2A, or H-2B labor condition applications on file (historical data only — DOL ended OFLC publication) for WELLS FARGO ADVISORS, LLC. Verify directly with Office of Foreign Labor Certification →
Environmental compliance (EPA)
No EPA inspections or formal enforcement actions on file for WELLS FARGO ADVISORS, LLC. Verify directly with Environmental Protection Agency →
Federal criminal prosecution record
No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for WELLS FARGO ADVISORS, LLC. Verify directly with UVA Corporate Prosecution Registry →
Federal contracts
No federal contracts are recorded to this specific location.
Consolidated across all USAspending recipient entities under this corporate parent — not attributable to this single location.
Federal contract activity for the parent corporation. Source: USAspending.gov, net obligations. Recipient address is the SAM registration / HQ address, not necessarily the worksite.
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2014-05-23 | Follow-up | 0 | — | $0 | |
| 2013-11-26 | Complaint | 1 | — | $0 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Part of a larger organization
WELLS FARGO ADVISORS, LLC is one of 297 establishments rolled up under the parent organization Wells Fargo.
Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Wells Fargo across all 297 of its tracked locations is viewable on the parent profile.
Other employers in this industry and state
Other employers in mortgage and nonmortgage loan brokers within FL, ordered by federal enforcement volume:
- Manhattan MortgageTampa — 1 federal enforcement record
- 1ST GUARANTY MORTGAGE CORP.OAKLAND PARK — 1 federal enforcement record
- Key Financial CorporationClearwater — 1 federal enforcement record
- Cash KwikRuskin — 1 federal enforcement record
- Manhattan Morgage CorpotationBrandon — 1 federal enforcement record
- AMERICAN MORTGAGE CONSULTANTS, INC./TAMPA — 0 federal enforcement records
Other locations under this parent
Other establishments operated by Wells Fargo, ordered by federal enforcement volume:
- WELLS FARGO BANKSAN FRANCISCO, CA — 3 federal enforcement records
- WELLS FARGO BANKRENO, NV — 3 federal enforcement records
- WELLS FARGO BANKROLLING HILLS ESTATES, CA — 2 federal enforcement records
- Wells FargoLubbock, TX — 2 federal enforcement records
- Wells Fargo BankSan Jose, CA — 2 federal enforcement records
- WELLS FARGOSALT LAKE CITY, UT — 2 federal enforcement records
- WELLS FARGODES MOINES, IA — 2 federal enforcement records
- Wells Fargo BankSan Francisco, CA — 2 federal enforcement records
- WELLS FARGOWALNUT CREEK, CA — 2 federal enforcement records
- Wells Fargo BankHercules, CA — 2 federal enforcement records
Related searches
- All Wells Fargo locationsParent rollup
- Mortgage and Nonmortgage Loan BrokersAll employers in this industry
- Employers in FLState-wide enforcement data
- Mortgage and Nonmortgage in FLIndustry × state cross-filter
About this data
This profile aggregates federal enforcement records on WELLS FARGO ADVISORS, LLC from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Wells Fargo, which operates 297 establishments in our dataset.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
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Contact sales →Frequently asked
- What is WELLS FARGO ADVISORS, LLC's OSHA violation history?
- WELLS FARGO ADVISORS, LLC has 2 OSHA inspections on record with 1 violation and $0 in total penalties.
- How does WELLS FARGO ADVISORS, LLC's safety record compare to its industry?
- WELLS FARGO ADVISORS, LLC operates in the mortgage and nonmortgage loan brokers industry. The industry average Total Recordable Incident Rate (TRIR) is 0.2.