Establishment profile
WACHOVIA SECURITIES
6400 CANOGA AVE. #154, WOODLAND HILLS, CA, 91367
Operated by Wells Fargo · 1 of 297 establishments
523120 — Securities Brokerage
Summary
WACHOVIA SECURITIES has accumulated 0 OSHA violations across 1 inspection over 23 years of recorded history.
The most recent federal enforcement activity was recorded 23 years ago.
Federal records were found in 2 of 16 sources. Sources without matching records returned empty for this establishment.
Agency coverage
WACHOVIA SECURITIES appears in OSHA workplace safety and UVA Corporate Prosecution Registry records only. No matching records were found in WHD wage enforcement, MSHA mine safety, EPA environmental compliance, NLRB labor relations, OFLC visa and labor certification, FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, CPSC product recalls, or NHTSA vehicle recalls.
OSHA workplace safety
Peer comparison
Fewer violations than most other employers in NAICS 5231 within CA. Peer group: 18 employers. This establishment has 0 OSHA violations; peer median is 1.
Safety self-report (OSHA 300A)
No self-reported injury rates filed with OSHA's Injury Tracking Application for WACHOVIA SECURITIES. Verify directly with OSHA Injury Tracking Application →
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
OSHA severe injury reports
No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for WACHOVIA SECURITIES. Verify directly with Occupational Safety and Health Administration →
Activity timeline
No federal enforcement activity has been recorded against this establishment in 23+ years. Most recent activity: 23 years ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
No WHD wage, overtime, or child-labor enforcement cases on file for WACHOVIA SECURITIES. Verify directly with Wage and Hour Division →
Mine safety (MSHA)
No MSHA mine safety violations on file for WACHOVIA SECURITIES. Verify directly with Mine Safety and Health Administration →
Labor relations (NLRB)
No NLRB unfair labor practice charges or union representation cases on file for WACHOVIA SECURITIES. Verify directly with National Labor Relations Board →
Visa & labor certification (OFLC)
No H-1B, H-2A, or H-2B labor condition applications on file for WACHOVIA SECURITIES. Verify directly with Office of Foreign Labor Certification →
Environmental compliance (EPA)
No EPA inspections or formal enforcement actions on file for WACHOVIA SECURITIES. Verify directly with Environmental Protection Agency →
Federal criminal prosecution record
First case: 2010-03-01. Most recent: 2011-12-08. Source: UVA Corporate Prosecution Registry — federal pleas, DPAs, and NPAs.
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2002-10-24 | Complaint | 0 | — | $0 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Part of a larger organization
WACHOVIA SECURITIES is one of 297 establishments rolled up under the parent organization Wells Fargo.
Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Wells Fargo across all 297 of its tracked locations is viewable on the parent profile.
Other employers in this industry and state
Other employers in securities brokerage within CA, ordered by federal enforcement volume:
- SCF SECURITIES, INC.FRESNO — 1 federal enforcement record
- ACE CASH EXPRESS INC.OAKLAND — 1 federal enforcement record
- CHARLES SCHWABSAN FRANCISCO — 1 federal enforcement record
- CHARLES SCHWAB & CO.,INC.SAN FRANCISCO — 1 federal enforcement record
Other locations under this parent
Other establishments operated by Wells Fargo, ordered by federal enforcement volume:
- WELLS FARGO BANKSAN FRANCISCO, CA — 3 federal enforcement records
- WELLS FARGO BANKRENO, NV — 3 federal enforcement records
- WELLS FARGO BANKROLLING HILLS ESTATES, CA — 2 federal enforcement records
- Wells FargoLubbock, TX — 2 federal enforcement records
- Wells Fargo BankSan Jose, CA — 2 federal enforcement records
- WELLS FARGOSALT LAKE CITY, UT — 2 federal enforcement records
- WELLS FARGODES MOINES, IA — 2 federal enforcement records
- Wells Fargo BankSan Francisco, CA — 2 federal enforcement records
- WELLS FARGOWALNUT CREEK, CA — 2 federal enforcement records
- Wells Fargo BankHercules, CA — 2 federal enforcement records
Related searches
- All Wells Fargo locationsParent rollup
- Securities BrokerageAll employers in this industry
- Employers in CAState-wide enforcement data
- Securities Brokerage in CAIndustry × state cross-filter
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Contact sales →About this data
This profile aggregates federal enforcement records on WACHOVIA SECURITIES from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Wells Fargo, which operates 297 establishments in our dataset.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
Frequently asked
- What is WACHOVIA SECURITIES's OSHA violation history?
- WACHOVIA SECURITIES has 1 OSHA inspection on record with 0 violations and $0 in total penalties.