Establishment profile
SCHWAB LLC
720 TERRACE HEIGHTS, WINONA, MN, 55987
Operated by Charles Schwab · 1 of 87 establishments
236220 — Commercial and Institutional Building Construction
Summary
SCHWAB LLC has accumulated 36 OSHA violations across 42 inspections over 39 years of recorded history, with $3,453 in total assessed penalties.
The establishment sits in the 100th percentile for violations within its industry-state peer group of 3,579 employers. Inspection frequency runs at the 100th percentile. The most recent enforcement activity was recorded 7 years ago.
Federal records were found in 1 of 16 sources. Sources without matching records returned empty for this establishment.
Agency coverage
SCHWAB LLC appears in OSHA workplace safety and FMCSA motor carrier registration records only. No matching records were found in WHD wage enforcement, MSHA mine safety, EPA environmental compliance, NLRB labor relations, OFLC visa and labor certification, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, CPSC product recalls, or NHTSA vehicle recalls.
OSHA workplace safety
50% of inspections at this establishment produced violations, with 7 inspections producing serious-or-greater violations.
Peer comparison
Worse on violations than nearly every other employer in NAICS 2362 within MN. Peer group: 3,579 employers. This establishment has 36 OSHA violations; peer median is 0.
Safety self-report (OSHA 300A)
No self-reported injury rates filed with OSHA's Injury Tracking Application for SCHWAB LLC. Verify directly with OSHA Injury Tracking Application →
Industry benchmark
BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
OSHA severe injury reports
No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for SCHWAB LLC. Verify directly with Occupational Safety and Health Administration →
Activity timeline
No federal enforcement activity has been recorded against this establishment in 7+ years. Most recent activity: 7 years ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
No WHD wage, overtime, or child-labor enforcement cases on file for SCHWAB LLC. Verify directly with Wage and Hour Division →
Mine safety (MSHA)
No MSHA mine safety violations on file for SCHWAB LLC. Verify directly with Mine Safety and Health Administration →
Labor relations (NLRB)
No NLRB unfair labor practice charges or union representation cases on file for SCHWAB LLC. Verify directly with National Labor Relations Board →
Visa & labor certification (OFLC)
No H-1B, H-2A, or H-2B labor condition applications on file for SCHWAB LLC. Verify directly with Office of Foreign Labor Certification →
Environmental compliance (EPA)
No EPA inspections or formal enforcement actions on file for SCHWAB LLC. Verify directly with Environmental Protection Agency →
Motor carrier safety (FMCSA)
Federal Motor Carrier Safety Administration — DOT-regulated carrier registration and fleet data.
Federal criminal prosecution record
No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for SCHWAB LLC. Verify directly with UVA Corporate Prosecution Registry →
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2018-12-05 | Planned | 2 | — | $175 | |
| 2012-02-09 | Planned | 0 | — | $0 | |
| 2011-05-19 | Planned | 0 | — | $0 | |
| 2007-10-30 | Planned | 0 | — | $0 | |
| 2003-04-22 | Planned | 0 | — | $0 | |
| 2002-12-09 | Planned | 0 | — | $0 | |
| 2001-05-10 | Planned | 0 | — | $0 | |
| 2000-07-25 | Planned | 0 | — | $0 | |
| 1999-06-09 | Planned | 1 | 1 | $350 | |
| 1998-10-28 | Planned | 0 | — | $0 | |
| 1997-04-10 | Planned | 0 | — | $0 | |
| 1996-12-02 | Planned | 0 | — | $0 | |
| 1996-07-01 | Planned | 0 | — | $0 | |
| 1996-04-02 | Planned | 0 | — | $0 | |
| 1996-03-20 | Planned | 0 | — | $0 | |
| 1996-03-13 | Planned | 0 | — | $0 | |
| 1995-04-13 | Planned | 0 | — | $0 | |
| 1994-06-28 | Planned | 0 | — | $0 | |
| 1994-01-21 | Complaint | 0 | — | $0 | |
| 1994-01-13 | Planned | 0 | — | $0 | |
| 1993-08-19 | Planned | 1 | 1 | $240 | |
| 1993-04-13 | Planned | 1 | — | $0 | |
| 1993-04-13 | Planned | 2 | — | $0 | |
| 1993-01-20 | Planned | 0 | — | $0 | |
| 1992-09-24 | Planned | 0 | — | $0 | |
| 1992-09-21 | Planned | 2 | — | $0 | |
| 1992-03-23 | Planned | 1 | — | $0 | |
| 1992-03-23 | Planned | 3 | 2 | $1,535 | |
| 1992-02-20 | Planned | 2 | — | $0 | |
| 1991-08-22 | Planned | 1 | — | $0 | |
| 1991-08-22 | Planned | 1 | — | $0 | |
| 1991-07-02 | Planned | 1 | — | $120 | |
| 1991-07-01 | Planned | 0 | — | $0 | |
| 1990-11-26 | Planned | 6 | 1 | $242 | |
| 1990-08-13 | Planned | 1 | 1 | $220 | |
| 1990-08-10 | Planned | 2 | 2 | $459 | |
| 1989-07-14 | Planned | 1 | — | $0 | |
| 1988-11-08 | Planned | 2 | — | $0 | |
| 1987-03-12 | Planned | 1 | — | $0 | |
| 1986-12-01 | Planned | 2 | 1 | $112 | |
| 1986-11-05 | Planned | 2 | — | $0 | |
| 1986-09-29 | Planned | 1 | — | $0 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Part of a larger organization
SCHWAB LLC is one of 87 establishments rolled up under the parent organization Charles Schwab.
Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Charles Schwab across all 87 of its tracked locations is viewable on the parent profile.
Other employers in this industry and state
Other employers in commercial and institutional building construction within MN, ordered by federal enforcement volume:
- MAX GRAY CONSTRUCTIONDULUTH — 3 federal enforcement records
- MAX GRAY CONSTRUCTION INCVIRGINIA — 3 federal enforcement records
- MAX GRAY CONSTRUCTIONBARNUM — 3 federal enforcement records
- MAX GRAY CONSTRUCTIONDULUTH — 3 federal enforcement records
- MAX GRAY CONSTRUCTION INC.DULUTH — 3 federal enforcement records
- MAX GRAY CONSTRUCTION, INC.SILVER BAY — 3 federal enforcement records
- MAX GRAY CONSTRUCTION INCEVELETH — 3 federal enforcement records
- MAX GRAY CONSTRUCTION INCHIBBING — 3 federal enforcement records
- AMES CONSTRUCTION INCBROOKLYN CENTER — 3 federal enforcement records
- RJM CONSTRUCTION LLCCHANHASSEN — 2 federal enforcement records
Other locations under this parent
Other establishments operated by Charles Schwab, ordered by federal enforcement volume:
- SCHWAB CORPORATIONLAFAYETTE, IN — 2 federal enforcement records
- CHARLES SCHWAB, INC.BRISBANE, CA — 2 federal enforcement records
- Charles SchwabLone Tree, CO — 2 federal enforcement records
- SCHWAB CORPORATIONCANNELTON, IN — 2 federal enforcement records
- SCHWABE NORTH AMERICA INCGREEN BAY, WI — 2 federal enforcement records
- SCHWAB SAFE CO INCCANNELTON, IN — 1 federal enforcement record
- SCHWABEN STONE, INC.MIAMI BEACH, FL — 1 federal enforcement record
- SCHWABE BOOKS, INC.SIMI VALLEY, CA — 1 federal enforcement record
- SCHWAB LIMITED INC.CLAYMONT, DE — 1 federal enforcement record
- SCHWAB READY MIX, INCFT MYERS, FL — 1 federal enforcement record
Related searches
- All Charles Schwab locationsParent rollup
- Commercial and Institutional Building ConstructionAll employers in this industry
- Employers in MNState-wide enforcement data
- Commercial and Institutional in MNIndustry × state cross-filter
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Contact sales →About this data
This profile aggregates federal enforcement records on SCHWAB LLC from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Charles Schwab, which operates 87 establishments in our dataset.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
Frequently asked
- What is SCHWAB LLC's OSHA violation history?
- SCHWAB LLC has 42 OSHA inspections on record with 36 violations and $3,453 in total penalties.
- How does SCHWAB LLC's safety record compare to its industry?
- SCHWAB LLC operates in the commercial and institutional building construction industry. The industry average Total Recordable Incident Rate (TRIR) is 1.9.