Establishment profile
CHARLES SCHWAB & CO., INC.
21545 HAWTHORNE BLVD SUITE 200 PAV B, TORRANCE, CA, 90503
Operated by Charles Schwab · 1 of 87 establishments
523999 — Miscellaneous Financial Investment Activities
Summary
CHARLES SCHWAB & CO., INC. has accumulated 0 OSHA violations across 1 inspection over 19 years of recorded history.
The most recent federal enforcement activity was recorded 19 years ago.
Federal records were found in 1 of 15 sources. Sources without matching records returned empty for this establishment.
Agency coverage
CHARLES SCHWAB & CO., INC. appears in OSHA workplace safety and NLRB labor relations records only. No matching records were found in WHD wage enforcement, MSHA mine safety, EPA environmental compliance, OFLC visa and labor certification (historical), FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, CPSC product recalls, or NHTSA vehicle recalls.
OSHA workplace safety
Peer comparison
Fewer violations than most other employers in NAICS 5239 within CA. Peer group: 17 employers. This establishment has 0 OSHA violations; peer median is 1.
Safety self-report (OSHA 300A)
No self-reported injury rates filed with OSHA's Injury Tracking Application for CHARLES SCHWAB & CO., INC.. Verify directly with OSHA Injury Tracking Application →
Industry benchmark
BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
OSHA severe injury reports
No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for CHARLES SCHWAB & CO., INC.. Verify directly with Occupational Safety and Health Administration →
Activity timeline
No federal enforcement activity has been recorded against this establishment in 19+ years. Most recent activity: 19 years ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
No WHD wage, overtime, or child-labor enforcement cases on file for CHARLES SCHWAB & CO., INC.. Verify directly with Wage and Hour Division →
Mine safety (MSHA)
No MSHA mine safety violations on file for CHARLES SCHWAB & CO., INC.. Verify directly with Mine Safety and Health Administration →
Labor relations (NLRB)
Company-level in CA — for Charles Schwab, not this location alone
National Labor Relations Board — unfair labor practice charges and union representation cases. The NLRB records cases at the company/regional level (no worksite address), so these are matched by company name and state and may span other Charles Schwab locations in the same state.
NLRB cases
National Labor Relations Board cases involving this employer. Includes unfair labor practice (ULP) filings and representation election proceedings. NLRB enforcement is process-driven; no per-case monetary penalty is assessed (remedies are case-by-case backpay orders, posting requirements, election re-runs, etc.). 1 case · 1 ULP
| Case number | Type | Filed | Closed | Status | Region |
|---|---|---|---|---|---|
| 32-CA-023839 | Unfair labor practice | Apr 2008 | Apr 2008 | Closed | Region 32, Oakland, California |
Source: NLRB case files. Rows shown are those the agency has published. Region numbers (1–31) correspond to NLRB's geographic offices.
Visa & labor certification (OFLC) — historical
No H-1B, H-2A, or H-2B labor condition applications on file (historical data only — DOL ended OFLC publication) for CHARLES SCHWAB & CO., INC.. Verify directly with Office of Foreign Labor Certification →
Environmental compliance (EPA)
No EPA inspections or formal enforcement actions on file for CHARLES SCHWAB & CO., INC.. Verify directly with Environmental Protection Agency →
Federal criminal prosecution record
No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for CHARLES SCHWAB & CO., INC.. Verify directly with UVA Corporate Prosecution Registry →
Federal contracts
No federal contracts are recorded to this specific location.
Consolidated across all USAspending recipient entities under this corporate parent — not attributable to this single location.
Federal contract activity for the parent corporation. Source: USAspending.gov, net obligations. Recipient address is the SAM registration / HQ address, not necessarily the worksite.
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2007-02-27 | Complaint | 0 | — | $0 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Part of a larger organization
CHARLES SCHWAB & CO., INC. is one of 87 establishments rolled up under the parent organization Charles Schwab.
Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Charles Schwab across all 87 of its tracked locations is viewable on the parent profile.
Other employers in this industry and state
Other employers in miscellaneous financial investment activities within CA, ordered by federal enforcement volume:
- LINCOLN PROPERTY CO DBA LINCOLN HARRIS CSGSAN LEANDRO — 1 federal enforcement record
- AMERICAN EXPRESS FINANCIAL ADVISORS INCIRVINE — 1 federal enforcement record
- BM INVESTMENT COMPANYRIALTO — 1 federal enforcement record
Other locations under this parent
Other establishments operated by Charles Schwab, ordered by federal enforcement volume:
- SCHWAB CORPORATIONLAFAYETTE, IN — 2 federal enforcement records
- CHARLES SCHWAB, INC.BRISBANE, CA — 2 federal enforcement records
- Charles SchwabLone Tree, CO — 2 federal enforcement records
- SCHWAB CORPORATIONCANNELTON, IN — 2 federal enforcement records
- SCHWABE NORTH AMERICA INCGREEN BAY, WI — 2 federal enforcement records
- SCHWAB SAFE CO INCCANNELTON, IN — 1 federal enforcement record
- SCHWABEN STONE, INC.MIAMI BEACH, FL — 1 federal enforcement record
- SCHWABE BOOKS, INC.SIMI VALLEY, CA — 1 federal enforcement record
- SCHWABE CONSTRUCTION CORP.PEORIA, AZ — 1 federal enforcement record
- SCHWAB READY MIX, INCFT MYERS, FL — 1 federal enforcement record
Related searches
- All Charles Schwab locationsParent rollup
- Miscellaneous Financial Investment ActivitiesAll employers in this industry
- Employers in CAState-wide enforcement data
- Miscellaneous Financial Investment in CAIndustry × state cross-filter
About this data
This profile aggregates federal enforcement records on CHARLES SCHWAB & CO., INC. from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Charles Schwab, which operates 87 establishments in our dataset.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
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Contact sales →Frequently asked
- What is CHARLES SCHWAB & CO., INC.'s OSHA violation history?
- CHARLES SCHWAB & CO., INC. has 1 OSHA inspection on record with 0 violations and $0 in total penalties.
- How does CHARLES SCHWAB & CO., INC.'s safety record compare to its industry?
- CHARLES SCHWAB & CO., INC. operates in the miscellaneous financial investment activities industry. The industry average Total Recordable Incident Rate (TRIR) is 0.1.