Establishment profile
CATERPILLAR
9201 FAULKNER LAKE RD., NORTH LITTLE ROCK, AR, 72117
Operated by Caterpillar Inc · 1 of 190 establishments
333120 — Construction Machinery Manufacturing
Summary
CATERPILLAR has accumulated 0 OSHA violations across 1 inspection over 16 years of recorded history.
The most recent federal enforcement activity was recorded 16 years ago.
Federal records were found in 3 of 15 sources. Sources without matching records returned empty for this establishment.
Agency coverage
CATERPILLAR appears in OSHA workplace safety, EPA environmental compliance, and NHTSA vehicle recalls records only. No matching records were found in WHD wage enforcement, MSHA mine safety, NLRB labor relations, OFLC visa and labor certification, FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, or CPSC product recalls.
OSHA workplace safety
Peer comparison
Fewer violations than most other employers in NAICS 3331 within AR. Peer group: 15 employers. This establishment has 0 OSHA violations; peer median is 4.
Safety self-report (OSHA 300A)
Recordable injury rates the employer filed with OSHA’s Injury Tracking Application. DART covers cases with days away, restricted, or transferred; TRIR is the total recordable case rate.
Reported for 563 average annual employees at this establishment.
Source: OSHA ITA Form 300A (employer self-reported). Rates are per 100 full-time equivalent workers. Establishments below the ~10-FTE threshold are not required to report.
Industry benchmark
BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
OSHA severe injury reports
Self-reported events under 29 CFR 1904.39 (24-hour notification of hospitalization, amputation, or loss of an eye) · Oct 2018 – Aug 2023 · 1 in last 5 years
Most frequent event: Compressed or pinched by shifting objects or equipment
Source: OSHA Severe Injury Reports (federal OSHA only; state-plan states like California, Oregon, and Washington maintain their own programs and do not consistently report into this feed).
Severe injury reports — events
Each row is a hospitalization, amputation, or eye-loss event the employer self-reported to OSHA under 29 CFR 1904.39. Narratives are written by the reporting employer.
| Date | Event | Body part | Outcome | |
|---|---|---|---|---|
| Aug 28, 2023 | Compressed or pinched by shifting objects or equipment | Fingertip(s) | Amputation | |
| Oct 4, 2018 | Compressed or pinched by shifting objects or equipment | Finger(s), fingernail(s), n.e.c. | Amputation |
Source: OSHA Severe Injury Reports. Federal-OSHA jurisdiction only by default; some state-plan programs report voluntarily.
Activity timeline
No federal enforcement activity has been recorded against this establishment in 16+ years. Most recent activity: 16 years ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
No WHD wage, overtime, or child-labor enforcement cases on file for CATERPILLAR. Verify directly with Wage and Hour Division →
Mine safety (MSHA)
No MSHA mine safety violations on file for CATERPILLAR. Verify directly with Mine Safety and Health Administration →
Labor relations (NLRB)
No NLRB unfair labor practice charges or union representation cases on file for CATERPILLAR. Verify directly with National Labor Relations Board →
Visa & labor certification (OFLC)
No H-1B, H-2A, or H-2B labor condition applications on file for CATERPILLAR. Verify directly with Office of Foreign Labor Certification →
Environmental compliance (EPA)
EPA Enforcement and Compliance History — Clean Air Act, Clean Water Act, RCRA, Safe Drinking Water Act. Status: No Violation Identified.
Federal criminal prosecution record
No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for CATERPILLAR. Verify directly with UVA Corporate Prosecution Registry →
NHTSA vehicle & equipment recalls
Most-recalled component: ENGINE AND ENGINE COOLING. Most recent campaign: 2019-06-14. Source: National Highway Traffic Safety Administration, matched on manufacturer name.
Federal contracts
No federal contracts are recorded to this specific location.
Consolidated across all USAspending recipient entities under this corporate parent — not attributable to this single location.
Federal contract activity for the parent corporation. Source: USAspending.gov, net obligations. Recipient address is the SAM registration / HQ address, not necessarily the worksite.
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2010-03-04 | Programmed Related | 0 | — | $0 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Part of a larger organization
CATERPILLAR is one of 190 establishments rolled up under the parent organization Caterpillar Inc.
Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Caterpillar Inc across all 190 of its tracked locations is viewable on the parent profile.
Other employers in this industry and state
Other employers in construction machinery manufacturing within AR, ordered by federal enforcement volume:
- ALLEN ENGINEERING CORPORATIONPARAGOULD — 1 federal enforcement record
- STRONG MANUFACTURING CO INCPINE BLUFF — 1 federal enforcement record
Other locations under this parent
Other establishments operated by Caterpillar Inc, ordered by federal enforcement volume:
- CATERPILLAR, INC.AURORA, IL — 4 federal enforcement records
- CATERPILLAR, INC.LAFAYETTE, IN — 4 federal enforcement records
- CATERPILLAR INC.EAST PEORIA, IL — 4 federal enforcement records
- CATERPILLAR INC.MOSSVILLE, IL — 4 federal enforcement records
- CATERPILLAR, INC.PONTIAC, IL — 4 federal enforcement records
- CATERPILLAR, INC.EAST PEORIA, IL — 3 federal enforcement records
- CATERPILLAR INC.JOLIET, IL — 3 federal enforcement records
- CATERPILLAR INCORPORATEDYORK, PA — 3 federal enforcement records
- CATERPILLAR INC.MAPLETON, IL — 3 federal enforcement records
- CATERPILLAR INC.SANFORD, NC — 3 federal enforcement records
Related searches
- All Caterpillar Inc locationsParent rollup
- Construction Machinery ManufacturingAll employers in this industry
- Employers in ARState-wide enforcement data
- Construction Machinery Manufacturing in ARIndustry × state cross-filter
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Contact sales →About this data
This profile aggregates federal enforcement records on CATERPILLAR from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Caterpillar Inc, which operates 190 establishments in our dataset.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
Frequently asked
- What is CATERPILLAR's OSHA violation history?
- CATERPILLAR has 1 OSHA inspection on record with 0 violations and $0 in total penalties.
- How does CATERPILLAR's safety record compare to its industry?
- CATERPILLAR operates in the construction machinery manufacturing industry. The industry average Total Recordable Incident Rate (TRIR) is 2.8. CATERPILLAR's self-reported DART rate is 1.26 compared to an industry average of 1.6.