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AMERICAN EXPRESS FINANCIAL ADVISORS INC is a miscellaneous financial investment activities employer in IRVINE, CA. Federal records show 1 OSHA inspection with 0 violations and $0 in penalties. All data sourced from public federal enforcement records.

Data sourced from OSHA, DOL WHD, MSHA, EPA ECHO, NLRB, FMCSA, OFLC, BLS, SAM.gov, CMS, USAspending, CPSC, NHTSA, and the UVA Corporate Prosecution Registry. Last updated: May 2, 2026.

AMERICAN EXPRESS FINANCIAL ADVISORS INC

2 PARK PLAZA SUITE 1100, IRVINE, CA, 92614

Parent: American Express (34 locations)

523999 Top companies in Miscellaneous Financial Investment Activities

Federal Enforcement
1
OSHA inspection

Industry Benchmark

Industry Avg TRIR
0.1
0
Industry rates from BLS SOII 2024. Self-reported rates from OSHA ITA.
OSHA Inspections
1
OSHA Violations
0
Total Penalties
$0
Trend
STABLE
WHD Cases
0
Back Wages Owed
$0
Confidence
MEDIUM
SVEP Flag
No

Data Insights

History Span
23 years
Last Activity
23yr ago

Federal Criminal Prosecution Record

Source: UVA Corporate Prosecution Registry — federal pleas, DPAs, and NPAs.
View on registry →
Prosecutions
1
Total Payments
$138,396,000
Disposition
NP
Crime Type
Fraud - General
First case: 2025-01-16
Most recent: 2025-01-16

Inspection Breakdown

Complaint
1
Complaint and accident-triggered inspections are stronger risk signals than routine planned inspections.

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Inspection History

No inspection records found.

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The FastDOL Report

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Data aggregated from public federal enforcement and program records (OSHA, WHD, MSHA, EPA, NLRB, FMCSA, OFLC, BLS, SAM.gov, CMS, USAspending, CPSC, NHTSA) plus the UVA Corporate Prosecution Registry. Employer profiles matched by name and location — matching errors may occur. Risk scores computed by FastDOL, not official government assessments. OSHA citations typically appear 3-8 months after the inspection, so very recent enforcement actions may not yet be reflected. Data provided as-is. Report a data error.

Part of a larger organization

AMERICAN EXPRESS FINANCIAL ADVISORS INC is one of 34 establishments in our dataset that roll up under the parent organization American Express. American Express is a SEC public reporter (AXP), with most recent reported revenue of $41.3B.

Federal enforcement records on AMERICAN EXPRESS FINANCIAL ADVISORS INC represent activity at this specific establishment. The full enforcement footprint of American Express across all 34 of its tracked locations is viewable on the parent profile.

Other establishments operated by American Express

Other employers in Miscellaneous Financial Investment Activities within CA

Industry context

The Bureau of Labor Statistics reports an industry-average Total Recordable Incident Rate (TRIR) of 0.1 for the miscellaneous financial investment activities sector, with a Days Away, Restricted, or Transferred (DART) rate of 0.

Activity timeline

No federal enforcement activity has been recorded against this establishment in the past 23 years.

Frequently Asked Questions

What is AMERICAN EXPRESS FINANCIAL ADVISORS INC's OSHA violation history?
AMERICAN EXPRESS FINANCIAL ADVISORS INC has 1 OSHA inspection on record with 0 violations and $0 in total penalties.
How does AMERICAN EXPRESS FINANCIAL ADVISORS INC's safety record compare to its industry?
AMERICAN EXPRESS FINANCIAL ADVISORS INC operates in the miscellaneous financial investment activities industry. The industry average Total Recordable Incident Rate (TRIR) is 0.1.

About this data

This profile aggregates federal enforcement records on AMERICAN EXPRESS FINANCIAL ADVISORS INC of IRVINE, CA from 17 federal data sources. Records were found in 4 sources: OSHA workplace safety inspections, UVA Corporate Prosecution Registry, SEC XBRL companyfacts (parent financials), and BLS industry safety benchmarks. The remaining 13 sources were checked and found no matching records: WHD, MSHA, EPA, NLRB, OFLC, OFCCP, FMCSA, USAspending, SAM.gov, CMS, CPSC, NHTSA, SEC enforcement.

Establishments are matched across agencies using normalized employer name, state, and ZIP code. The dataset was last refreshed on May 2, 2026. AMERICAN EXPRESS FINANCIAL ADVISORS INC resolves to the parent rollup American Express, which operates 34 establishments in our dataset.

This profile may be incomplete if AMERICAN EXPRESS FINANCIAL ADVISORS INCoperates under multiple legal names, files under variations our entity-matching rules don't yet cover, or maintains records below current matching thresholds. To report a missing record or correction, email corrections@fastdol.com.