AMERICAN EXPRESS FINANCIAL ADVISORS INC is a miscellaneous financial investment activities employer in IRVINE, CA. Federal records show 1 OSHA inspection with 0 violations and $0 in penalties. All data sourced from public federal enforcement records.
Data sourced from OSHA, DOL WHD, MSHA, EPA ECHO, NLRB, FMCSA, OFLC, BLS, SAM.gov, CMS, USAspending, CPSC, NHTSA, and the UVA Corporate Prosecution Registry. Last updated: May 2, 2026.
AMERICAN EXPRESS FINANCIAL ADVISORS INC
2 PARK PLAZA SUITE 1100, IRVINE, CA, 92614
Parent: American Express (34 locations)
523999 — Top companies in Miscellaneous Financial Investment Activities
Industry Benchmark
Data Insights
Federal Criminal Prosecution Record
Inspection Breakdown
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Inspection History
No inspection records found.
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Data aggregated from public federal enforcement and program records (OSHA, WHD, MSHA, EPA, NLRB, FMCSA, OFLC, BLS, SAM.gov, CMS, USAspending, CPSC, NHTSA) plus the UVA Corporate Prosecution Registry. Employer profiles matched by name and location — matching errors may occur. Risk scores computed by FastDOL, not official government assessments. OSHA citations typically appear 3-8 months after the inspection, so very recent enforcement actions may not yet be reflected. Data provided as-is. Report a data error.
Part of a larger organization
AMERICAN EXPRESS FINANCIAL ADVISORS INC is one of 34 establishments in our dataset that roll up under the parent organization American Express. American Express is a SEC public reporter (AXP), with most recent reported revenue of $41.3B.
Federal enforcement records on AMERICAN EXPRESS FINANCIAL ADVISORS INC represent activity at this specific establishment. The full enforcement footprint of American Express across all 34 of its tracked locations is viewable on the parent profile.
Other establishments operated by American Express
- American Express — Phoenix, AZ — 2 federal records
- American Express — Phoenix, AZ — 2 federal records
- American Express Travel Services — Minneapolis, MN — 1 federal record
- American Express Travel Related Services — Phoenix, AZ — 1 federal record
- American Express Financial — Scottsdale, AZ — 1 federal record
- AMERICAN EXPRESS TRANSPORTATION, LLC — ALTOONA, WI — 1 federal record
- American Express Travel Related Services Co. — Phoenix, AZ — 1 federal record
- AMERICAN EXPRESS TRANSPORT & EXCAVATION, LLC — EAU CLAIRE, WI — 1 federal record
- AMEX, INC. — EASTON, CT — 1 federal record
- AMERICAN EXPRESS COMPANY — NEWBURGH, NY — 1 federal record
Other employers in Miscellaneous Financial Investment Activities within CA
- CHARLES SCHWAB & CO., INC. — TORRANCE — 1 federal record
- BM INVESTMENT COMPANY — RIALTO — 1 federal record
- YOSEMITE NATIONAL PARK, VALLEY CUSTODIAL SHOP — YOSEMITE — 1 federal record
- LINCOLN PROPERTY CO DBA LINCOLN HARRIS CSG — SAN LEANDRO
Industry context
The Bureau of Labor Statistics reports an industry-average Total Recordable Incident Rate (TRIR) of 0.1 for the miscellaneous financial investment activities sector, with a Days Away, Restricted, or Transferred (DART) rate of 0.
Activity timeline
No federal enforcement activity has been recorded against this establishment in the past 23 years.
Frequently Asked Questions
- What is AMERICAN EXPRESS FINANCIAL ADVISORS INC's OSHA violation history?
- AMERICAN EXPRESS FINANCIAL ADVISORS INC has 1 OSHA inspection on record with 0 violations and $0 in total penalties.
- How does AMERICAN EXPRESS FINANCIAL ADVISORS INC's safety record compare to its industry?
- AMERICAN EXPRESS FINANCIAL ADVISORS INC operates in the miscellaneous financial investment activities industry. The industry average Total Recordable Incident Rate (TRIR) is 0.1.
About this data
This profile aggregates federal enforcement records on AMERICAN EXPRESS FINANCIAL ADVISORS INC of IRVINE, CA from 17 federal data sources. Records were found in 4 sources: OSHA workplace safety inspections, UVA Corporate Prosecution Registry, SEC XBRL companyfacts (parent financials), and BLS industry safety benchmarks. The remaining 13 sources were checked and found no matching records: WHD, MSHA, EPA, NLRB, OFLC, OFCCP, FMCSA, USAspending, SAM.gov, CMS, CPSC, NHTSA, SEC enforcement.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. The dataset was last refreshed on May 2, 2026. AMERICAN EXPRESS FINANCIAL ADVISORS INC resolves to the parent rollup American Express, which operates 34 establishments in our dataset.
This profile may be incomplete if AMERICAN EXPRESS FINANCIAL ADVISORS INCoperates under multiple legal names, files under variations our entity-matching rules don't yet cover, or maintains records below current matching thresholds. To report a missing record or correction, email corrections@fastdol.com.