Establishment profile
MORGAN STANLEY SMITH BARNEY
53 STATE STREET, BOSTON, MA, 02122
Operated by Morgan Stanley · 1 of 12 establishments
525910 — Open-End Investment Funds
Summary
MORGAN STANLEY SMITH BARNEY has accumulated 0 OSHA violations across 1 inspection over 14 years of recorded history.
The most recent federal enforcement activity was recorded 14 years ago.
Federal records were found in 1 of 15 sources. Sources without matching records returned empty for this establishment.
Agency coverage
MORGAN STANLEY SMITH BARNEY appears in OSHA workplace safety record only. No matching records were found in WHD wage enforcement, MSHA mine safety, EPA environmental compliance, NLRB labor relations, OFLC visa and labor certification, FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, CPSC product recalls, or NHTSA vehicle recalls. Single-agency enforcement records typically indicate either a discrete incident-based inspection or a low-risk operational profile.
OSHA workplace safety
Safety self-report (OSHA 300A)
No self-reported injury rates filed with OSHA's Injury Tracking Application for MORGAN STANLEY SMITH BARNEY. Verify directly with OSHA Injury Tracking Application →
Industry benchmark
BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
OSHA severe injury reports
No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for MORGAN STANLEY SMITH BARNEY. Verify directly with Occupational Safety and Health Administration →
Activity timeline
No federal enforcement activity has been recorded against this establishment in 14+ years. Most recent activity: 14 years ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
No WHD wage, overtime, or child-labor enforcement cases on file for MORGAN STANLEY SMITH BARNEY. Verify directly with Wage and Hour Division →
Mine safety (MSHA)
No MSHA mine safety violations on file for MORGAN STANLEY SMITH BARNEY. Verify directly with Mine Safety and Health Administration →
Labor relations (NLRB)
No NLRB unfair labor practice charges or union representation cases on file for MORGAN STANLEY SMITH BARNEY. Verify directly with National Labor Relations Board →
Visa & labor certification (OFLC)
No H-1B, H-2A, or H-2B labor condition applications on file for MORGAN STANLEY SMITH BARNEY. Verify directly with Office of Foreign Labor Certification →
Environmental compliance (EPA)
No EPA inspections or formal enforcement actions on file for MORGAN STANLEY SMITH BARNEY. Verify directly with Environmental Protection Agency →
Federal criminal prosecution record
No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for MORGAN STANLEY SMITH BARNEY. Verify directly with UVA Corporate Prosecution Registry →
Federal contracts
No federal contracts are recorded to this specific location.
Consolidated across all USAspending recipient entities under this corporate parent — not attributable to this single location.
Federal contract activity for the parent corporation. Source: USAspending.gov, net obligations. Recipient address is the SAM registration / HQ address, not necessarily the worksite.
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2012-01-20 | Complaint | 0 | — | $0 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Part of a larger organization
MORGAN STANLEY SMITH BARNEY is one of 12 establishments rolled up under the parent organization Morgan Stanley.
Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of Morgan Stanley across all 12 of its tracked locations is viewable on the parent profile.
Other locations under this parent
Other establishments operated by Morgan Stanley, ordered by federal enforcement volume:
- Morgan Stanley Smith Barney LLCBaltimore, MD — 2 federal enforcement records
- MORGAN STANLEYNew York -Richmond, NY — 1 federal enforcement record
- Morgan Stanley Smith BarneySouth Jordan, UT — 1 federal enforcement record
- Morgan StanleyRedlands, CA — 1 federal enforcement record
- MORGAN STANLEY CO., INC.NEW YORK, NY — 1 federal enforcement record
- Morgan Stanley Dean WitterTampa, FL — 1 federal enforcement record
- Morgan Stanley Capital InvestmentsNorman, OK — 1 federal enforcement record
- MORGAN STANLEY & CO INCNew York -Richmond, NY — 1 federal enforcement record
- MORGAN STANLEY, DEAN WITTER, DISCOVER & CO.COLUMBUS, OH — 0 federal enforcement records
- MORGAN STANLEYMONTEREY, CA — 0 federal enforcement records
Related searches
- All Morgan Stanley locationsParent rollup
- Open-End Investment FundsAll employers in this industry
- Employers in MAState-wide enforcement data
- Open-End Investment Funds in MAIndustry × state cross-filter
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Contact sales →About this data
This profile aggregates federal enforcement records on MORGAN STANLEY SMITH BARNEY from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup Morgan Stanley, which operates 12 establishments in our dataset.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
Frequently asked
- What is MORGAN STANLEY SMITH BARNEY's OSHA violation history?
- MORGAN STANLEY SMITH BARNEY has 1 OSHA inspection on record with 0 violations and $0 in total penalties.
- How does MORGAN STANLEY SMITH BARNEY's safety record compare to its industry?
- MORGAN STANLEY SMITH BARNEY operates in the open-end investment funds industry. The industry average Total Recordable Incident Rate (TRIR) is 0.3.