Establishment profile
CREDIT SUISSE SECURITIES (USA) LLC
650 CALIFORNIA ST., 28TH FLOOR, SAN FRANCISCO, CA, 94108
523110 — Investment Banking and Securities Dealing
Summary
CREDIT SUISSE SECURITIES (USA) LLC has accumulated 0 OSHA violations across 1 inspection over 13 years of recorded history.
The most recent federal enforcement activity was recorded 13 years ago.
Federal records were found in 2 of 15 sources. Sources without matching records returned empty for this establishment.
Agency coverage
CREDIT SUISSE SECURITIES (USA) LLC appears in OSHA workplace safety and UVA Corporate Prosecution Registry records only. No matching records were found in WHD wage enforcement, MSHA mine safety, EPA environmental compliance, NLRB labor relations, OFLC visa and labor certification (historical), FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, CPSC product recalls, or NHTSA vehicle recalls.
OSHA workplace safety
Peer comparison
Fewer violations than most other employers in NAICS 5231 within CA. Peer group: 18 employers. This establishment has 0 OSHA violations; peer median is 1.
Safety self-report (OSHA 300A)
No self-reported injury rates filed with OSHA's Injury Tracking Application for CREDIT SUISSE SECURITIES (USA) LLC. Verify directly with OSHA Injury Tracking Application →
Inspection breakdown
Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.
OSHA severe injury reports
No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for CREDIT SUISSE SECURITIES (USA) LLC. Verify directly with Occupational Safety and Health Administration →
Activity timeline
No federal enforcement activity has been recorded against this establishment in 13+ years. Most recent activity: 13 years ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
No WHD wage, overtime, or child-labor enforcement cases on file for CREDIT SUISSE SECURITIES (USA) LLC. Verify directly with Wage and Hour Division →
Mine safety (MSHA)
No MSHA mine safety violations on file for CREDIT SUISSE SECURITIES (USA) LLC. Verify directly with Mine Safety and Health Administration →
Labor relations (NLRB)
No NLRB unfair labor practice charges or union representation cases on file for CREDIT SUISSE SECURITIES (USA) LLC. Verify directly with National Labor Relations Board →
Visa & labor certification (OFLC) — historical
No H-1B, H-2A, or H-2B labor condition applications on file (historical data only — DOL ended OFLC publication) for CREDIT SUISSE SECURITIES (USA) LLC. Verify directly with Office of Foreign Labor Certification →
Environmental compliance (EPA)
No EPA inspections or formal enforcement actions on file for CREDIT SUISSE SECURITIES (USA) LLC. Verify directly with Environmental Protection Agency →
Federal criminal prosecution record
First case: 2009-12-16. Most recent: 2021-10-19. Source: UVA Corporate Prosecution Registry — federal pleas, DPAs, and NPAs.
Inspection history
| Date | Trigger | Violations | Serious | Penalty | |
|---|---|---|---|---|---|
| 2013-01-25 | Complaint | 0 | — | $0 |
Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.
In the news
Other employers in this industry and state
Other employers in investment banking and securities dealing within CA, ordered by federal enforcement volume:
- First Republic BankSan Francisco — 1 federal enforcement record
- BILLIE VANGALAMO — 1 federal enforcement record
- Fireside BankPleasanton — 1 federal enforcement record
- Morgan StanleyRedlands — 1 federal enforcement record
- MORGAN STANLEYMONTEREY — 0 federal enforcement records
Related searches
- Investment Banking and Securities DealingAll employers in this industry
- Employers in CAState-wide enforcement data
- Investment Banking and in CAIndustry × state cross-filter
About this data
This profile aggregates federal enforcement records on CREDIT SUISSE SECURITIES (USA) LLC from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
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Contact sales →Frequently asked
- What is CREDIT SUISSE SECURITIES (USA) LLC's OSHA violation history?
- CREDIT SUISSE SECURITIES (USA) LLC has 1 OSHA inspection on record with 0 violations and $0 in total penalties.