WELLS FARGO ADVISORS, LLC is a mortgage and nonmortgage loan brokers employer in TAMPA, FL. Federal records show 2 OSHA inspections with 1 violation and $0 in penalties. All data sourced from public federal enforcement records.
Data sourced from OSHA, DOL WHD, MSHA, EPA ECHO, NLRB, FMCSA, OFLC, BLS, SAM.gov, CMS, USAspending, CPSC, NHTSA, and the UVA Corporate Prosecution Registry. Last updated: May 3, 2026.
WELLS FARGO ADVISORS, LLC
1501 W. SWANN AVENUE, TAMPA, FL, 33606
Parent: Wells Fargo (174 locations)
522310 — Top companies in Mortgage and Nonmortgage Loan Brokers
Industry Benchmark
Data Insights
Inspection Breakdown
Peer Comparison
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▶SEC Enforcement(4)
$67,050,802,984 totallast: 2012-03-23
SEC Enforcement(4)
SEC Litigation Releases filed against Wells Fargo— every public-company employer profile shows the parent's SEC enforcement history. Source: sec.gov/litigation/litreleases.
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Inspection History
No inspection records found.
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Data aggregated from public federal enforcement and program records (OSHA, WHD, MSHA, EPA, NLRB, FMCSA, OFLC, BLS, SAM.gov, CMS, USAspending, CPSC, NHTSA) plus the UVA Corporate Prosecution Registry. Employer profiles matched by name and location — matching errors may occur. Risk scores computed by FastDOL, not official government assessments. OSHA citations typically appear 3-8 months after the inspection, so very recent enforcement actions may not yet be reflected. Data provided as-is. Report a data error.
Part of a larger organization
WELLS FARGO ADVISORS, LLC is one of 174 establishments in our dataset that roll up under the parent organization Wells Fargo.
Federal enforcement records on WELLS FARGO ADVISORS, LLC represent activity at this specific establishment. The full enforcement footprint of Wells Fargo across all 174 of its tracked locations is viewable on the parent profile.
Other establishments operated by Wells Fargo
- Wells Fargo Bank — San Jose, CA — 2 federal records
- Wells Fargo — Saint Paul, MN — 2 federal records
- Wells Fargo — Lubbock, TX — 2 federal records
- Wells Fargo Bank N.A. — San Francisco, CA — 2 federal records
- WELLS FARGO BANK — ROLLING HILLS ESTATES, CA — 2 federal records
- Wells Fargo Bank N.A. — Boise, ID — 2 federal records
- WELLS FARGO — DES MOINES, IA — 2 federal records
- Wells Fargo Bank — Hercules, CA — 2 federal records
- Wells Fargo Bank — San Francisco, CA — 2 federal records
- Wells Fargo Bank — Phoenix, AZ — 2 federal records
Other employers in Mortgage and Nonmortgage Loan Brokers within FL
- MORTGAGE MASTERS GROUP — PORT SAINT LUCIE — 1 federal record
- AMERICAN MORTGAGE CONSULTANTS, INC./ — TAMPA
- 1ST GUARANTY MORTGAGE CORP. — OAKLAND PARK
- PLANET HOME LENDING, LLC — TAMPA
Industry context
Within the mortgage and nonmortgage loan brokers industry in FL, WELLS FARGO ADVISORS, LLC ranks in the 70th percentile of OSHA violation frequency across 11 comparable establishments.
Inspection frequency ranks in the 90th percentile.
The Bureau of Labor Statistics reports an industry-average Total Recordable Incident Rate (TRIR) of 0.2 for the mortgage and nonmortgage loan brokers sector, with a Days Away, Restricted, or Transferred (DART) rate of 0.1.
Activity timeline
No federal enforcement activity has been recorded against this establishment in the past 12 years.
Frequently Asked Questions
- What is WELLS FARGO ADVISORS, LLC's OSHA violation history?
- WELLS FARGO ADVISORS, LLC has 2 OSHA inspections on record with 1 violation and $0 in total penalties.
- How does WELLS FARGO ADVISORS, LLC's safety record compare to its industry?
- WELLS FARGO ADVISORS, LLC operates in the mortgage and nonmortgage loan brokers industry. The industry average Total Recordable Incident Rate (TRIR) is 0.2.
About this data
This profile aggregates federal enforcement records on WELLS FARGO ADVISORS, LLC of TAMPA, FL from 17 federal data sources. Records were found in 3 sources: OSHA workplace safety inspections, SEC Litigation Releases, and BLS industry safety benchmarks. The remaining 14 sources were checked and found no matching records: WHD, MSHA, EPA, NLRB, OFLC, OFCCP, FMCSA, USAspending, SAM.gov, CMS, CPSC, NHTSA, UVA, SEC facts.
Establishments are matched across agencies using normalized employer name, state, and ZIP code. The dataset was last refreshed on May 3, 2026. WELLS FARGO ADVISORS, LLC resolves to the parent rollup Wells Fargo, which operates 174 establishments in our dataset.
This profile may be incomplete if WELLS FARGO ADVISORS, LLCoperates under multiple legal names, files under variations our entity-matching rules don't yet cover, or maintains records below current matching thresholds. To report a missing record or correction, email corrections@fastdol.com.