CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL is a trust, fiduciary, and custody activities employer in CERRITOS, CA. Federal records show 1 OSHA inspection with 1 violation and $375 in penalties. All data sourced from public federal enforcement records.

Data sourced from OSHA, DOL WHD, MSHA, EPA ECHO, FMCSA, NLRB, OFLC, and BLS. Last updated: April 21, 2026.

CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL

13825 CERRITOS CORP DR, STE C, CERRITOS, CA, 90703

523991Trust, Fiduciary, and Custody Activities

Federal Enforcement
1
OSHA inspection
1 violation
$375 in penalties

Industry Benchmark

Industry Avg TRIR
0.1
0
Industry rates from BLS SOII 2024. Self-reported rates from OSHA ITA.
OSHA Inspections
1
OSHA Violations
1
Total Penalties
$375
Trend
STABLE
WHD Cases
0
Back Wages Owed
$0
Confidence
MEDIUM
SVEP Flag
No

Data Insights

History Span
17 years
Last Activity
17yr ago
Inspection Rate
0.1/yr
Violation Rate
0.1/yr
Violation Severity Mix
$375 avg per violation$375 avg per inspection
Active Agencies:
OSHA$375 total across all agencies

Inspection Breakdown

Planned
1
Complaint and accident-triggered inspections are stronger risk signals than routine planned inspections.
Violation rate: 100% of inspections

Peer Comparison

75%
Above average violations
vs 17 employers in same industry & state
Fewer violationsMore violations
Penalty Percentile
88%

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Inspection History

No inspection records found.

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Data aggregated from public federal enforcement records (OSHA, WHD, MSHA, EPA, FMCSA, NLRB, OFLC, BLS). Employer profiles matched by name and location — matching errors may occur. Risk scores computed by FastDOL, not official government assessments. OSHA citations typically appear 3-8 months after the inspection, so very recent enforcement actions may not yet be reflected. Data provided as-is. Report a data error.

Frequently Asked Questions

What is CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL's OSHA violation history?
CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL has 1 OSHA inspection on record with 1 violation and $375 in total penalties.
How does CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL's safety record compare to its industry?
CONTINENTIAL EXCHANGE SOLUTIONS DBA RIA FINANCIAL operates in the trust, fiduciary, and custody activities industry. The industry average Total Recordable Incident Rate (TRIR) is 0.1.