Summary
CATERPILLAR has no OSHA inspection history on file. Federal records covering wage, environmental, labor relations, and other agencies are noted below where present.
The most recent federal enforcement activity was recorded 0 days ago.
Federal records were found in 2 of 15 sources. Sources without matching records returned empty for this establishment.
Agency coverage
CATERPILLAR appears in MSHA mine safety, NLRB labor relations, OFLC visa and labor certification (historical), and NHTSA vehicle recalls records only. No matching records were found in OSHA workplace safety, WHD wage enforcement, EPA environmental compliance, FMCSA motor carrier registration, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, or CPSC product recalls.
OSHA workplace safety
No OSHA inspections, citations, or accidents on file for CATERPILLAR. Verify directly with Occupational Safety and Health Administration →
Safety self-report (OSHA 300A)
Recordable injury rates the employer filed with OSHA’s Injury Tracking Application. DART covers cases with days away, restricted, or transferred; TRIR is the total recordable case rate.
Reported for 76 average annual employees at this establishment.
Source: OSHA ITA Form 300A (employer self-reported). Rates are per 100 full-time equivalent workers. Establishments below the ~10-FTE threshold are not required to report.
OSHA severe injury reports
No severe injury reports (hospitalization, amputation, or loss of an eye) on file under 29 CFR 1904.39 for CATERPILLAR. Verify directly with Occupational Safety and Health Administration →
Activity timeline
Most recent federal enforcement activity recorded 0 days ago. Data on this page is refreshed weekly.
Wage & Hour Division (WHD)
No WHD wage, overtime, or child-labor enforcement cases on file for CATERPILLAR. Verify directly with Wage and Hour Division →
Mine safety (MSHA)
Company-level in TX — for CATERPILLAR, not this location alone
Mine Safety & Health Administration — citations issued at mining operations. MSHA records cases at the company/regional level (no worksite address), so these are matched by company name and state and may span other CATERPILLAR operations in the same state.
MSHA citations
Mine Safety and Health Administration citations. S&S (significant and substantial) marks violations that could reasonably contribute to a serious injury. Negligence rating is MSHA’s operator-culpability assessment (none, low, moderate, high, or reckless disregard). Proposed = assessed at issuance; Paid = post-settlement / appeal. 38 citations · 12S&S · 38 contractor · $61,945 proposed / $36,337 paid.
| Citation | Mine | Date | Section | S&S | Negligence | Proposed | Paid |
|---|---|---|---|---|---|---|---|
| 7285411 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jan 2008 | — | Yes | ModNegligence | $13,609 | $3,493 |
| 8455328 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jan 2009 | — | Yes | ModNegligence | $10,437 | $2,341 |
| 8455783 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jul 2009 | — | Yes | LowNegligence | $5,503 | $2,473 |
| 8455772 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jun 2009 | — | Yes | LowNegligence | $5,503 | $3,302 |
| 6685376 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jun 2008 | — | Yes | HighNegligence | $4,689 | $4,689 |
| 8472068 | Jewett Mine Leon, TX contractor: Caterpillar, Inc. | Sep 2010 | — | Yes | ModNegligence | $3,405 | $3,405 |
| 8455094 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Feb 2009 | — | Yes | ModNegligence | $2,901 | $2,901 |
| 8455342 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Feb 2009 | — | No | ModNegligence | $1,657 | $1,657 |
| 8455258 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Dec 2008 | — | Yes | ModNegligence | $1,657 | $1,657 |
| 8455260 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Dec 2008 | — | Yes | ModNegligence | $1,530 | $1,530 |
| 8455374 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Mar 2009 | — | No | LowNegligence | $1,412 | $112 |
| 6685377 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jun 2008 | — | Yes | ModNegligence | $1,412 | $1,412 |
| 8455770 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jun 2009 | — | No | ModNegligence | $1,111 | $1,000 |
| 8455788 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Aug 2009 | — | No | ModNegligence | $745 | $745 |
| 8455781 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jul 2009 | — | No | ModNegligence | $745 | $671 |
| 7599049 | Sandow Mine Milam, TX contractor: Caterpillar, Inc. | Dec 2004 | — | Yes | HighNegligence | $629 | $503 |
| 8455095 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Feb 2009 | — | No | ModNegligence | $585 | $585 |
| 6687340 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Mar 2009 | — | No | ModNegligence | $540 | $212 |
| 8455108 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jul 2008 | — | No | ModNegligence | $540 | $432 |
| 8455122 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Aug 2008 | — | No | ModNegligence | $460 | $460 |
| 6687339 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Mar 2009 | — | No | LowNegligence | $425 | $340 |
| 8455789 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Aug 2009 | — | No | LowNegligence | $334 | $334 |
| 8455771 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jun 2009 | — | No | LowNegligence | $334 | $301 |
| 6686514 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Feb 2008 | — | No | ModNegligence | $334 | $334 |
| 6685378 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jun 2008 | — | No | HighNegligence | $285 | $285 |
| 7613119 | Sandow Mine Milam, TX contractor: Caterpillar, Inc. | Nov 2003 | — | No | ModNegligence | $237 | $237 |
| 7623096 | South Hallsville No 1 Mine Harrison, TX contractor: Caterpillar, Inc. | Jul 2004 | — | Yes | ModNegligence | $217 | $217 |
| 8454520 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jul 2008 | — | No | ModNegligence | $138 | $138 |
| 8454090 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jul 2008 | — | No | ModNegligence | $138 | $138 |
| 8454089 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jul 2008 | — | No | ModNegligence | $138 | $138 |
| 7623048 | Sandow Mine Milam, TX contractor: Caterpillar, Inc. | Jul 2004 | — | No | ModNegligence | $60 | $60 |
| 7623091 | South Hallsville No 1 Mine Harrison, TX contractor: Caterpillar, Inc. | Jul 2004 | — | No | ModNegligence | $60 | $60 |
| 7601747 | Sandow Mine Milam, TX contractor: Caterpillar, Inc. | Dec 2003 | — | No | LowNegligence | $60 | $60 |
| 7601746 | Sandow Mine Milam, TX contractor: Caterpillar, Inc. | Dec 2003 | — | No | LowNegligence | $60 | $60 |
| 4367735 | Calvert Mine Robertson, TX contractor: Caterpillar, Inc. | Apr 2000 | — | No | ModNegligence | $55 | $55 |
| 8455782 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jun 2009 | — | No | — | — | — |
| 8455762 | Three Oaks Lee, TX contractor: Caterpillar, Inc. | Jun 2009 | — | No | — | — | — |
| 7285410 | Kosse Strip Limestone, TX contractor: Caterpillar, Inc. | Jan 2008 | — | No | — | — | — |
Source: MSHA citation database. “Contractor” annotations indicate the cited party was on-site at the mine but not the mine’s operator -- responsibility attaches to the contractor LLC, not the mine’s owner. Section codes reference 30 CFR (the Mine Safety and Health regulations).
Labor relations (NLRB)
Company-level in TX — for CATERPILLAR, not this location alone
National Labor Relations Board — unfair labor practice charges and union representation cases. The NLRB records cases at the company/regional level (no worksite address), so these are matched by company name and state and may span other CATERPILLAR locations in the same state.
NLRB cases
National Labor Relations Board cases involving this employer. Includes unfair labor practice (ULP) filings and representation election proceedings. NLRB enforcement is process-driven; no per-case monetary penalty is assessed (remedies are case-by-case backpay orders, posting requirements, election re-runs, etc.). 1 case · 1 ULP
| Case number | Type | Filed | Closed | Status | Region |
|---|---|---|---|---|---|
| 16-CA-165615 | Unfair labor practice | Dec 2015 | Mar 2016 | Closed | Region 16, Fort Worth, Texas |
Source: NLRB case files. Rows shown are those the agency has published. Region numbers (1–31) correspond to NLRB's geographic offices.
Visa & labor certification (OFLC) — historical
Office of Foreign Labor Certification — labor condition applications for H-1B, H-2A, H-2B visa programs. Wage ratio = offered / prevailing wage. Historical data only: DOL ended OFLC Performance Data Disclosure publication in 2026, so the figures above reflect filings through the last ingested cycle and are not being refreshed. Treat as a historical snapshot, not a current signal.
Environmental compliance (EPA)
No EPA inspections or formal enforcement actions on file for CATERPILLAR. Verify directly with Environmental Protection Agency →
Federal criminal prosecution record
No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for CATERPILLAR. Verify directly with UVA Corporate Prosecution Registry →
NHTSA vehicle & equipment recalls
Most-recalled component: ENGINE AND ENGINE COOLING. Most recent campaign: 2019-06-14. Source: National Highway Traffic Safety Administration, matched on manufacturer name.
NHTSA campaign roster
Every NHTSA recall campaign issued for this manufacturer, most-recent first. Component column shows the primary system cited (airbags, brakes, electrical, fuel system, etc.). FMVSS column shows the Federal Motor Vehicle Safety Standard cited, if any. Potentially affected = NHTSA’s estimate of vehicles in the recall scope. 9 campaigns shown · 16,370 units potentially affected · 8 distinct components.
| Campaign | Date | Component | Vehicles | FMVSS | Affected |
|---|---|---|---|---|---|
| 19V462000 | Jun 2019 | UNKNOWN OR OTHER | PROGRESSIVE RAIL SERVICES | — | 6 |
| 17V641000 | Oct 2017 | STEERING:LINKAGES:TIE ROD ASSEMBLY | CATERPILLAR | — | 4 |
| 14V814000 | Dec 2014 | PARKING BRAKE:CONVENTIONAL:AIR | CATERPILLAR | — | 57 |
| 14V068000 | Feb 2014 | SERVICE BRAKES | CATERPILLAR | — | 181 |
| 13V072000 | Mar 2013 | EXTERIOR LIGHTING | CATERPILLAR | 108 | 49 |
| 12V051000 | Feb 2012 | SERVICE BRAKES, AIR:SUPPLY:CHECK VALVE | CATERPILLAR | — | 104 |
| 11E051000 | Dec 2011 | ENGINE AND ENGINE COOLING | CATERPILLAR | — | 3,873 |
| 11E006000 | Feb 2011 | ENGINE AND ENGINE COOLING | CATERPILLAR | — | 6,176 |
| 10E025000 | Jun 2010 | FUEL SYSTEM, DIESEL | CATERPILLAR | — | 5,920 |
Source: NHTSA recall database. Each campaign typically covers multiple model years and trims; the Vehicles column shows the distinct makes affected (model lists collapse in this view to keep the row scannable).
Federal contracts
This location
Consolidated across all USAspending recipient entities under this corporate parent — not attributable to this single location.
- Department of Defense8511390294!D9R TRACTOR DOZERcontract · Last action 2025-11-20$97,125,952
- Department of Defense8511336920!TRACTOR DOZERcontract · Last action 2026-01-16$83,357,120
- Department of Defense8511039903!WHEEL LOADERcontract · Last action 2025-11-06$32,647,702
- Department of Defense8510759514!ARMRD LDRcontract · Last action 2025-08-22$26,374,272
- Department of DefenseITEM: ENGINE, DIESEL NSN: 2815-01-578-3605 QTY: 318contract · Last action 2025-11-03$20,791,829
- Department of Defense8510269255!ARMORED FRONT END LOADERcontract · Last action 2024-04-17$19,133,500
- Department of DefenseDELIVERY ORDER W56HZV-24-F-0236 IS FOR THE PROCUREMENT OF 24 TYPE I EH DOZERS, 8 TYPE II EH DOZERS, 11 STTE KITS, AND 32 LOTS OF ICLS SERVICES.contract · Last action 2025-09-08$18,850,349
- Department of Defense8510840154!D9R DOZERScontract · Last action 2024-09-11$18,314,160
- Department of DefenseDELIVERY ORDER W912CH-25-F-0078 IS FOR THE PROCUREMENT OF 8 TYPE I EH DOZERS, 16 TYPE II EH DOZERS, 17 STTE KITS, 24 LOTS OF ICLS SERVICES, AND CDRLS C001-C003.contract · Last action 2025-09-08$17,483,988
- Department of Defense8510836654!ARMRD LDRcontract · Last action 2025-09-16$14,859,589
- Department of DefenseCAT EARTHMOVING SLEPcontract · Last action 2026-01-06$13,955,868
- Department of Defense8510753040!WHEEL LOADERcontract · Last action 2025-08-25$8,663,091
- Department of Defense8510241389! WHEEL LOADERcontract · Last action 2024-04-17$8,419,056
- Department of Defense8511272435!EXCAVATORcontract · Last action 2025-04-10$8,288,786
- Department of Defense8510940318!NUC CERT FORKLIFT 10Kcontract · Last action 2025-12-18$8,288,128
- Department of Defense8510842132!D9T TRACTORcontract · Last action 2024-08-22$6,873,315
- Department of Defense8510769573!BULLDOZERcontract · Last action 2025-12-22$6,860,124
- Department of Defense8510868985!LDR PCKG1contract · Last action 2025-11-12$6,665,625
- Department of Defense8510514409!10K AT NUCLEAR CERTIFIED FORKcontract · Last action 2025-08-06$6,592,674
- Department of DefenseDELIVERY ORDER W912CH-26-F-0058 IS FOR THE PROCUREMENT OF 33 CDRL'S TO INCORPORATE THE ELECTRO-OVER HYDRAULIC MAINTENANCE PROCEDURES FOR THE T-9 DOZER INTO THE COTS MANUAL.contract · Last action 2026-01-12$6,502,066
- Department of Defense8510237565! EXCAVATORcontract · Last action 2025-06-13$6,159,740
- Department of Defense8510791291!WHL LOADERcontract · Last action 2025-08-25$6,150,639
- Department of Defense8510741084!EXCAVATORcontract · Last action 2024-07-09$6,104,534
- Department of Defense8511260946!EXCAVATORcontract · Last action 2025-11-05$5,954,622
- Department of Defense8510714021!SCOOP LOADERcontract · Last action 2025-08-22$5,522,130
- Department of Defense8510224158!ARMORED FRONT-END LOADERcontract · Last action 2024-12-11$5,014,535
- Department of Defense8510719763!WHL LOADERcontract · Last action 2025-08-22$4,933,640
- Department of Defense8511561997!COMPACT TRACK LOADERcontract · Last action 2026-01-13$4,616,269
- Department of Defense8510759284!PAVING MACHINEcontract · Last action 2025-09-16$4,495,338
- Department of Defense8510634121!EXCVTRcontract · Last action 2024-05-16$4,370,604
- Department of Defense8511538520!WHEEL LOADERcontract · Last action 2025-10-07$4,297,720
- Department of Defense8510806373!ASPHALT COMPACTORcontract · Last action 2025-05-30$4,237,740
- Department of Defense8510603259!BULLDOZERcontract · Last action 2025-12-08$4,057,189
- Department of Defense8510746455!10K AT NUC CERT FORKLIFTcontract · Last action 2025-12-18$4,028,608
- General Services Administration13K FORKLIFT CALL ORDERcontract · Last action 2025-04-23$3,944,088
- Department of Defense8510613202!BULLDOZERcontract · Last action 2025-12-22$3,830,268
- Department of Defense8510741106!PAVEMENT PROFILERcontract · Last action 2025-05-30$3,802,955
- Department of Defense8510803185!EXCAVATORcontract · Last action 2024-08-06$3,578,364
- Department of Defense8510772840!MOTOR GRADERcontract · Last action 2025-08-26$3,429,848
- Department of Defense8510245707!SIZE 5 GRADERcontract · Last action 2025-02-05$3,365,296
- Department of Defense8511127253!DOZERcontract · Last action 2025-01-17$3,153,992
- Department of Defense8511192381!WHEEL LOADERcontract · Last action 2025-11-05$3,151,000
- Department of Defense8510787672!DOZERcontract · Last action 2025-12-19$3,122,404
- Department of Defense8510423166!DOZERcontract · Last action 2025-10-29$3,065,858
- Department of Defense8510805958!MTR GRDRcontract · Last action 2025-08-13$2,926,464
- Department of DefenseSTANDARD CONTRACT WITH BASE AND OPTION QUANTITIES FOR UP TO 110 DIESEL ENGINES (NSN 2815-01-568-0408) FOR END ITEM FAMILY OF MEDIUM TACTICAL VEHICLES.contract · Last action 2025-09-30$2,909,775
- Department of Defense8511554469!COMPACT TRACK LOADERcontract · Last action 2025-10-20$2,790,094
- Department of DefenseFY24 7874 139C21 A3A AFSOC MELROSE RANGE UP-ARMORED 1X DOZER AND 2X GRADERS THIS IS 3080 SO THERE ARE NO DBRScontract · Last action 2024-11-18$2,789,834
- Department of Defense8510795049!MTR GRDRcontract · Last action 2025-08-26$2,568,840
- Department of Defense8510703026!WHEEL LOADERcontract · Last action 2025-08-22$2,514,716
Federal contract dollars to this establishment. Primary NAICS: 333120 - CONSTRUCTION MACHINERY MANUFACTURING. Last action: 2026-04-02. Source: USAspending.gov, net obligations. Recipient address is the SAM registration / HQ address, not necessarily the worksite.
In the news
Related searches
- Employers in TXState-wide enforcement data
About this data
This profile aggregates federal enforcement records on CATERPILLAR from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.
Establishments are matched across agencies using normalized employer name, state, and ZIP code.
OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.
Need API access, bulk download, or licensed redistribution? The website is free. Programmatic and licensed access is handled separately.
Contact sales →Frequently asked
- What is CATERPILLAR's OSHA violation history?
- CATERPILLAR has no OSHA inspections on record.