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Establishment profile

BROADRIDGE FINANCIAL SOLUTIONS, INC.

300 EXECUTIVE DRIVE, BRENTWOOD, NY, 11717
Operated by BROADRIDGE FINANCIAL SOLUTIONS, INC · 1 of 8 establishments
323111Commercial Printing (except Screen and Books)

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OSHA inspections
2
over 8 years
Violations
3
$23,857 in penalties
Penalties
$23,857
$7,952 avg
Accident investigations on record
1 hospitalizations · 2 National Emphasis Program inspections · 1 OSHA follow-up

Summary

BROADRIDGE FINANCIAL SOLUTIONS, INC. has accumulated 3 OSHA violations across 2 inspections over 8 years of recorded history, with $23,857 in total assessed penalties.

The establishment sits in the 46th percentile for violations within its industry-state peer group of 399 employers. Inspection frequency runs at the 65th percentile. The most recent enforcement activity was recorded 6 years ago.

Federal records were found in 1 of 16 sources. Sources without matching records returned empty for this establishment.

Agency coverage

BROADRIDGE FINANCIAL SOLUTIONS, INC. appears in OSHA workplace safety and FMCSA motor carrier registration records only. No matching records were found in WHD wage enforcement, MSHA mine safety, EPA environmental compliance, NLRB labor relations, OFLC visa and labor certification, SAM.gov federal debarment, CMS nursing home enforcement, UVA Corporate Prosecution Registry, CPSC product recalls, or NHTSA vehicle recalls.

OSHA workplace safety

Inspections
2
0.3 / yr · last 8 yrs
Violations
3
0.4 / yr
Penalties
$23,857
$7,952 avg / violation
100% serious0% other
Inspection trigger · referral
2 of 2

100% of inspections at this establishment produced violations, with 2 inspections producing serious-or-greater violations.

Peer comparison

46th

Below average violations in NAICS 3231 within NY. Peer group: 399 employers. This establishment has 3 OSHA violations; peer median is 3.

Fewer violationsMore violations
Penalty percentile
98th
peer median: $1,449
Inspection frequency
65th
peer median: 1

Safety self-report (OSHA 300A)

Recordable injury rates the employer filed with OSHA’s Injury Tracking Application. DART covers cases with days away, restricted, or transferred; TRIR is the total recordable case rate.

DART rate
1.3
vs industry
+0.3
TRIR
1.3
vs industry
−0.4

Reported for 801 average annual employees at this establishment.

Source: OSHA ITA Form 300A (employer self-reported). Rates are per 100 full-time equivalent workers. Establishments below the ~10-FTE threshold are not required to report.

Industry benchmark

Industry avg TRIR
1.7
BLS SOII 2024
Industry avg DART
1.0
BLS SOII 2024
Self-reported TRIR
1.3
OSHA ITA Form 300A (employer self-reported)

BLS rates reflect industry-wide averages. Self-reported figures come from OSHA’s Injury Tracking Application; absence of self-reported data does not necessarily indicate non-compliance — many establishments fall below the ITA reporting threshold.

Inspection breakdown

Referral
2

Complaint- and accident-triggered inspections are stronger risk signals than routine planned inspections.

OSHA severe injury reports

Self-reported events under 29 CFR 1904.39 (24-hour notification of hospitalization, amputation, or loss of an eye) · Jul 2015

Reports
1
Hospitalizations
1
Amputations
0
Eye losses
0

Most frequent event: Fall on same level due to slipping

Source: OSHA Severe Injury Reports (federal OSHA only; state-plan states like California, Oregon, and Washington maintain their own programs and do not consistently report into this feed).

Severe injury reports — events

Each row is a hospitalization, amputation, or eye-loss event the employer self-reported to OSHA under 29 CFR 1904.39. Narratives are written by the reporting employer.

DateEventBody partOutcome
Jul 27, 2015Fall on same level due to slippingNonclassifiableHospitalized

Source: OSHA Severe Injury Reports. Federal-OSHA jurisdiction only by default; some state-plan programs report voluntarily.

OSHA accident events

Accidents, fatalities, and catastrophes documented during OSHA inspections at this employer. Each entry links to the inspection that recorded it.

DateEventInjuriesHospitalizedFatalities
Jun 25, 2019Artery,Collision,Cut,Fracture,Laceration,Leg,Pallet Jack,Powered Industrial Vehicle,Printing,Severed,Struck By,Truck11

Source: OSHA accident investigations. Narratives are recorded by the inspecting officer and may be truncated.

Activity timeline

Data refreshed
Weekly
First OSHA inspection
Most recent activity
6 years ago

No federal enforcement activity has been recorded against this establishment in 6+ years. Most recent activity: 6 years ago. Data on this page is refreshed weekly.

Wage & Hour Division (WHD)

No WHD wage, overtime, or child-labor enforcement cases on file for BROADRIDGE FINANCIAL SOLUTIONS, INC.. Verify directly with Wage and Hour Division

Mine safety (MSHA)

No MSHA mine safety violations on file for BROADRIDGE FINANCIAL SOLUTIONS, INC.. Verify directly with Mine Safety and Health Administration

Labor relations (NLRB)

No NLRB unfair labor practice charges or union representation cases on file for BROADRIDGE FINANCIAL SOLUTIONS, INC.. Verify directly with National Labor Relations Board

Visa & labor certification (OFLC)

No H-1B, H-2A, or H-2B labor condition applications on file for BROADRIDGE FINANCIAL SOLUTIONS, INC.. Verify directly with Office of Foreign Labor Certification

Environmental compliance (EPA)

No EPA inspections or formal enforcement actions on file for BROADRIDGE FINANCIAL SOLUTIONS, INC.. Verify directly with Environmental Protection Agency

Motor carrier safety (FMCSA)

DOT number
1352394
Operation
C

Federal Motor Carrier Safety Administration — DOT-regulated carrier registration and fleet data.

Federal criminal prosecution record

No federal criminal prosecutions, plea agreements, or deferred-prosecution agreements on file for BROADRIDGE FINANCIAL SOLUTIONS, INC.. Verify directly with UVA Corporate Prosecution Registry

Inspection history

DateTriggerViolationsSeriousPenalty
2019-06-28Referral11$8,335
2018-03-30Referral22$15,522

Source: OSHA IMIS. Citation amounts reflect initially assessed penalties; final amounts after appeal may differ.

In the news

Part of a larger organization

BROADRIDGE FINANCIAL SOLUTIONS, INC. is one of 8 establishments rolled up under the parent organization BROADRIDGE FINANCIAL SOLUTIONS, INC.

Federal enforcement records on this page represent activity at this specific establishment only. The full enforcement footprint of BROADRIDGE FINANCIAL SOLUTIONS, INC across all 8 of its tracked locations is viewable on the parent profile.

Other employers in this industry and state

Other employers in commercial printing (except screen and books) within NY, ordered by federal enforcement volume:

Other locations under this parent

Other establishments operated by BROADRIDGE FINANCIAL SOLUTIONS, INC, ordered by federal enforcement volume:

Related searches

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About this data

This profile aggregates federal enforcement records on BROADRIDGE FINANCIAL SOLUTIONS, INC. from every major federal compliance and enforcement source plus the UVA Corporate Prosecution Registry. OSHA workplace safety inspections, WHD wage cases, MSHA mine safety, EPA environmental enforcement, NLRB labor relations, OFLC visa/labor certification, FMCSA motor carrier registration, SAM.gov debarments, CMS nursing-home records, BLS industry safety benchmarks, OSHA ITA self-reported injury rates, SEC enforcement and financial disclosures, CPSC and NHTSA recalls.

Establishments are matched across agencies using normalized employer name, state, and ZIP code. This establishment resolves to the parent rollup BROADRIDGE FINANCIAL SOLUTIONS, INC, which operates 8 establishments in our dataset.

OSHA citations typically appear 3–8 months after the inspection, so very recent enforcement actions may not yet be reflected. Profiles may be incomplete if the establishment operates under multiple legal names or files under variations our entity-matching rules don’t yet cover. To report a missing record or correction, email corrections@fastdol.com.

Frequently asked

What is BROADRIDGE FINANCIAL SOLUTIONS, INC.'s OSHA violation history?
BROADRIDGE FINANCIAL SOLUTIONS, INC. has 2 OSHA inspections on record with 3 violations and $23,857 in total penalties.
How does BROADRIDGE FINANCIAL SOLUTIONS, INC.'s safety record compare to its industry?
BROADRIDGE FINANCIAL SOLUTIONS, INC. operates in the commercial printing (except screen and books) industry. The industry average Total Recordable Incident Rate (TRIR) is 1.7. BROADRIDGE FINANCIAL SOLUTIONS, INC.'s self-reported DART rate is 1.29 compared to an industry average of 1.