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CATERPILLAR, INC. is a construction machinery manufacturing employer in PONTIAC, IL. Federal records show 10 OSHA inspections with 8 violations and $27,250 in penalties. 1 workplace fatality investigation on record. All data sourced from public federal enforcement records.

Data sourced from OSHA, DOL WHD, MSHA, EPA ECHO, NLRB, FMCSA, OFLC, BLS, SAM.gov, CMS, USAspending, CPSC, NHTSA, and the UVA Corporate Prosecution Registry. Last updated: May 1, 2026.

CATERPILLAR, INC.

1300 4-H PARK ROAD, PONTIAC, IL, 61764

Parent: Caterpillar Inc (121 locations)

333120 Top companies in Construction Machinery Manufacturing

EIN: 370907835

39 employees

Federal Enforcement
10
OSHA inspections
8 violations
$27,250 in penalties
Violations across 4 federal agencies
Enforcement actions from multiple agencies may indicate systemic compliance issues.
1 fatalities4 National Emphasis Program inspections3 OSHA follow-up inspections

Industry Benchmark

Industry Avg TRIR
2.8
Industry Avg DART
1.6
Self-Reported DART
0.0
Self-Reported TRIR
0.0
Industry rates from BLS SOII 2024. Self-reported rates from OSHA ITA Form 300A (employer self-reported).
OSHA Inspections
10
OSHA Violations
8
Total Penalties
$27,250
Trend
STABLE
WHD Cases
0
Back Wages Owed
$0
MSHA Violations
1
MSHA Penalties
$60

Data Insights

History Span
26 years
Last Activity
9yr ago
Inspection Rate
0.4/yr
Violation Rate
0.3/yr
Violation Severity Mix
25% serious$3,406 avg per violation$2,725 avg per inspection
Active Agencies:
OSHAMSHAEPANLRB$91,354 total across all agencies
TRIR vs Industry Avg
-2.8
Below industry average
DART vs Industry Avg
-1.6
Below industry average

NHTSA Vehicle & Equipment Recalls

National Highway Traffic Safety Administration recall campaigns matched on manufacturer name.
View on nhtsa.gov →
Total Campaigns
9
Last 5 Years
0
Last 12 Months
0
Vehicles Affected
16,785
Most-Recalled Component: ENGINE AND ENGINE COOLING
ENGINE AND ENGINE COOLINGUNKNOWN OR OTHERFUEL SYSTEM, DIESELSERVICE BRAKES, AIR:SUPPLY:CHECK VALVESERVICE BRAKES

Inspection Breakdown

Complaint
8
Accident
1
Referral
1
Complaint and accident-triggered inspections are stronger risk signals than routine planned inspections.
Violation rate: 30% of inspections
Recidivism: 2 inspections with serious+ violations

Peer Comparison

78%
Above average violations
vs 119 employers in same industry & state
Fewer violationsMore violations
Penalty Percentile
92%
Inspection Frequency Percentile
97%

Labor Relations (NLRB)

Total Cases
90
Unfair Labor Practice
90
National Labor Relations Board — unfair labor practice charges and union representation cases.

Environmental Compliance (EPA)

EPA Inspections
4
Quarters Non-Compliant
6
Formal Actions
3
EPA Penalties
$64,044
Status: No Violation Identified
EPA Enforcement and Compliance History — Clean Air Act, Clean Water Act, RCRA, Safe Drinking Water Act.

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Inspection History

No inspection records found.

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The FastDOL Report

Weekly workplace compliance news. Free.

Data aggregated from public federal enforcement and program records (OSHA, WHD, MSHA, EPA, NLRB, FMCSA, OFLC, BLS, SAM.gov, CMS, USAspending, CPSC, NHTSA) plus the UVA Corporate Prosecution Registry. Employer profiles matched by name and location — matching errors may occur. Risk scores computed by FastDOL, not official government assessments. OSHA citations typically appear 3-8 months after the inspection, so very recent enforcement actions may not yet be reflected. Data provided as-is. Report a data error.

Part of a larger organization

CATERPILLAR, INC. is one of 121 establishments in our dataset that roll up under the parent organization Caterpillar Inc. Caterpillar Inc is a SEC public reporter (CAT), with most recent reported revenue of $67.6B.

Federal enforcement records on CATERPILLAR, INC. represent activity at this specific establishment. The full enforcement footprint of Caterpillar Inc across all 121 of its tracked locations is viewable on the parent profile.

Other establishments operated by Caterpillar Inc

Other employers in Construction Machinery Manufacturing within IL

Industry context

Within the construction machinery manufacturing industry in IL, CATERPILLAR, INC. ranks in the 78th percentile of OSHA violation frequency across 119 comparable establishments.

OSHA penalty totals rank in the 92th percentile of the same peer group. Inspection frequency ranks in the 97th percentile.

The Bureau of Labor Statistics reports an industry-average Total Recordable Incident Rate (TRIR) of 2.8 for the construction machinery manufacturing sector, with a Days Away, Restricted, or Transferred (DART) rate of 1.6. CATERPILLAR, INC.'s self-reported DART rate is 0, which is below the industry average.

Activity timeline

No federal enforcement activity has been recorded against this establishment in the past 10 years.

Frequently Asked Questions

What is CATERPILLAR, INC.'s OSHA violation history?
CATERPILLAR, INC. has 10 OSHA inspections on record with 8 violations and $27,250 in total penalties.
How does CATERPILLAR, INC.'s safety record compare to its industry?
CATERPILLAR, INC. operates in the construction machinery manufacturing industry. The industry average Total Recordable Incident Rate (TRIR) is 2.8. CATERPILLAR, INC.'s self-reported DART rate is 0 compared to an industry average of 1.6.
Has CATERPILLAR, INC. had any workplace fatalities?
Yes. Federal records show 1 fatality investigation involving CATERPILLAR, INC..

About this data

This profile aggregates federal enforcement records on CATERPILLAR, INC. of PONTIAC, IL from 17 federal data sources. Records were found in 7 sources: OSHA workplace safety inspections, MSHA mine safety enforcement, EPA ECHO environmental compliance, NLRB labor relations cases, NHTSA vehicle and equipment recalls, SEC XBRL companyfacts (parent financials), and BLS industry safety benchmarks. The remaining 10 sources were checked and found no matching records: WHD, OFLC, OFCCP, FMCSA, USAspending, SAM.gov, CMS, CPSC, UVA, SEC enforcement.

Establishments are matched across agencies using normalized employer name, state, and ZIP code. The dataset was last refreshed on May 1, 2026. CATERPILLAR, INC. resolves to the parent rollup Caterpillar Inc, which operates 121 establishments in our dataset. OSHA accident records on file for CATERPILLAR, INC. include 1 fatality investigation.

This profile may be incomplete if CATERPILLAR, INC.operates under multiple legal names, files under variations our entity-matching rules don't yet cover, or maintains records below current matching thresholds. To report a missing record or correction, email corrections@fastdol.com.